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Capital Markets Disclosures

Create, manage and distribute financial disclosure documents

Whether you are going public, growing your business through a merger or acquisition, or raising capital, the right partner can help you get to market faster with less risk. We provide expertise and tools to drive accuracy and efficiency through the disclosure process.

An end-to-end solution from a single, trusted partner

Next-generation technology backed by deep expertise drives efficient workflows, automates time-intensive tasks, improves turnaround time and reduces cost. Our combination of services and proprietary tools helps you create, manage and file financial disclosure documents easily and confidently.

Document Composition

EDGAR and SEC Filing

Print and Investor Distribution

Virtual Data Room

Faster Turnaround Times

Transparent Billing

IPO Services

We provide end-to-end IPO services to get you to market smoothly. Our document composition platform helps produce documents with industry-leading efficiency. A virtual data room keeps your confidential information secure for pre-IPO underwriter due diligence, while our experts work closely with your IPO team to ensure accuracy, speed and compliance.

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SEC Disclosures, Simplified

Keep up with regulations and the speed of business without sacrificing accuracy. Explore a faster, easier way to create, manage and file disclosures.

How We Can Help

Managing more capital markets disclosures

1:3

Ratio of filings we support to total.

#1

EDGAR filing software.

#3

Third largest filer of SEC documents.

Disclosure Effectiveness and Securityholder Engagement in the Digital Era

Disclosure Effectiveness and Securityholder Engagement in the Digital Era

Single-Source Efficiency

Single-Source Efficiency

Broadridge Acquires Summit Financial Disclosure LLC

Broadridge Enhances Document Composition and Compliance Reporting Capabilities, Acquires Summit Financial Disclosure, LLC

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