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Financial Services
Expert solutions for financial services for over five decades
- Asset Management Learn More
  
  Institutional Investors
  ETF Providers
  Global Investment Managers
  Alternative Managers
  Fund Administrators and Prime Brokers
- Capital Markets Learn More
- Consumer Finance Learn More
- Insurance Learn More
- Retail Banking Learn More
- Wealth Management Learn More
  
  Wealth Management Firms
  Independent Advisor Solutions
  - Build your practice
Corporations
Streamline securityholder communications and management Learn More
- Corporate Issuer
  Corporate Treasury
  - Increase efficiencies in managing cash and risk
  Others
Healthcare
Improve member experiences with enhanced communication solutions Learn More
- Reach customers across multiple channels with one connection
Telecom
Attract, engage and retain customers by creating dynamic experiences Learn More
Utilities
Deliver exceptional experiences across communication channels Learn More
All Products
Transform your business with communications, technology, data and analytics solutions
search-all-product
- Account Charges, Compensation and Performance Reporting
- Account Statements
- Advisor Compensation
- - Advisor Content Communication PlatformAdvisor Content Communication Platform
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- Advisor Desktop Solutions
- - Advisor Resource CentreAdvisor Resource Centre
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Advisor WebsitesAdvisor Websites
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Annual ComplianceAnnual Compliance
    - For Corporate Issuer
    - For Law Firms
- Asset Servicing
- Automated Publishing for Fund Reporting
- - Bank Debt and Loan TradingBank Debt and Loan Trading
    - For Alternative Managers
    - For Fund Administrators and Prime Brokers
- - Beneficial Proxy ServicesBeneficial Proxy Services
    - For Law Firms
    - For Wealth Management Firms
- - Billing and Expense ManagementBilling and Expense Management
    - For Capital Markets
    - For Wealth Management Firms
- - Capital Markets DisclosuresCapital Markets Disclosures
    - For Corporate Issuer
    - For Law Firms
- Cash Management
- Client Information Management
- Client Portal
- - Collateral ManagementCollateral Management
    - For Capital Markets
    - For Wealth Management Firms
- Communication Cloud
- - Compliance and Regulatory Accounting Managed ServicesCompliance and Regulatory Accounting Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- Compliance Reporting
- - ConnectivityConnectivity
    - For Capital Markets
    - For Wealth Management Firms
- Consent Collection and Preference Management
- - Consumer Preference and Profile ManagementConsumer Preference and Profile Management
- Content Design and Management
- Control Solutions
- Corporate Action Services
- - Credit and Market RiskCredit and Market Risk
- Customer and Advisor Mailbox
- - Customer CommunicationsCustomer Communications
- Data Aggregation and Financial Reporting
- - Data Management and ArchivalData Management and Archival
- - Data Management, Analytics and ReportingData Management, Analytics and Reporting
- Data Management, Warehouse and Reporting
- - Derivatives Trade ProcessingDerivatives Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Digital DeliveryDigital Delivery
- - Digital Document DeliveryDigital Document Delivery
    - For ETF Providers
    - For Institutional Investors
- - Digital Experience ManagementDigital Experience Management
- Digital Marketing Campaigns
- - Direct MarketingDirect Marketing
- - Document CompositionDocument Composition
- Document Fulfilment
- - EDGARFormsEDGARForms
    - For Corporate Issuer
    - For Law Firms
- Enhanced Packaging
- Enhanced Proxy Design
- - Equity Trade ProcessingEquity Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- European Fund Market Intelligence
- - Expense Management and Fee ValidationExpense Management and Fee Validation
    - For Global Investment Managers
    - For Institutional Investors
- - Expense Management Managed ServicesExpense Management Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- Financial Reporting
- - Financial Statement and MRFP Delivery SolutionFinancial Statement and MRFP Delivery Solution
    - For ETF Providers
    - For Global Investment Managers
- - Fixed Income Trade ProcessingFixed Income Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Foreign Exchange Trade ProcessingForeign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fund Budgeting and Accruals
- - Global Post Trade ManagementGlobal Post Trade Management
    - For Capital Markets
    - For Wealth Management Firms
- - Global Securities Class ActionGlobal Securities Class Action
- - Global SWIFT ServicesGlobal SWIFT Services
- Global Tax Reclaim and State Tax Reporting
- Institutional Market Intelligence
- Intermediary Fee Management
- - Intraday Risk MonitoringIntraday Risk Monitoring
    - For Alternative Managers
    - For Global Investment Managers
- - Investment AccountingInvestment Accounting
- - Managed Reference Data ServiceManaged Reference Data Service
    - For Capital Markets
    - For Wealth Management Firms
- - Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration
- Market Analytics
- - Mobile AppMobile App
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Operational Risk ManagementOperational Risk Management
    - For Capital Markets
    - For Wealth Management Firms
- Performance Analytics
- - Performance and AttributionPerformance and Attribution
    - For Alternative Managers
    - For Global Investment Managers
- - Performance Dashboards and Operational ReportsPerformance Dashboards and Operational Reports
- Point-of-Sale Prospectus
- - Portfolio and Order ManagementPortfolio and Order Management
- - Portfolio Securities VotingPortfolio Securities Voting
- - Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance
    - For Alternative Managers
    - For Global Investment Managers
- - Post Trade Processing Managed ServicesPost Trade Processing Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- - Pricing and ValuationPricing and Valuation
- - Print DeliveryPrint Delivery
- - Print SolutionsPrint Solutions
    - For Corporate Issuer
    - For Law Firms
- - Professional ServicesProfessional Services
    - For Capital Markets
    - For Wealth Management Firms
- Proxy Distribution Solutions
- - Proxy ManagementProxy Management
    - For Capital Markets
    - For Wealth Management Firms
- - Proxy ServicesProxy Services
- ProxyVote™
- Rapid Onboarding
- - ReconciliationReconciliation
- - Reconciliation Managed ServicesReconciliation Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data ManagementReference Data Management
- Revenue and Expense Management
- - Revenue Management and Fee BillingRevenue Management and Fee Billing
- Risk and Transparency Reporting
- Robo-Advisory Platform
- Sales and Asset Reporting
- - Securities FinanceSecurities Finance
    - For Capital Markets
    - For Wealth Management Firms
- Securityholder Data Services and Advanced Analytics
- Shareholder Meeting Registration
- Statements, Confirmations and Tax Reporting
- Tax Solutions
- - Virtual Shareholder MeetingVirtual Shareholder Meeting
    - For Corporate Issuer
    - For Law Firms
- Web Hosting and Document Conversion
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Solutions & Products
Insights
About Us
Client Support
Search

Financial Services
Expert solutions for financial services for over five decades
- Asset Management Learn More
  Institutional Investors
  ETF Providers
  Global Investment Managers
  Alternative Managers
  Fund Administrators and Prime Brokers
- Capital Markets Learn More
- Consumer Finance Learn More
- Insurance Learn More
- Retail Banking Learn More
- Wealth Management Learn More
  Wealth Management Firms
  Independent Advisor Solutions
  - Build your practice
Corporations
Streamline securityholder communications and management
- Corporate Treasury
- Increase efficiencies in managing cash and risk
Healthcare
Improve member experiences with enhanced communication solutions
- Reach customers across multiple channels with one connection
Telecom
Attract, engage and retain customers by creating dynamic experiences
Utilities
Deliver exceptional experiences across communication channels
All Products
Transform your business with communications, technology, data and analytics solutions
search-all-product
- Account Charges, Compensation and Performance Reporting
- Account Statements
- Advisor Compensation
- - Advisor Content Communication PlatformAdvisor Content Communication Platform
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- Advisor Desktop Solutions
- - Advisor Resource CentreAdvisor Resource Centre
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Advisor WebsitesAdvisor Websites
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Annual ComplianceAnnual Compliance
    - For Corporate Issuer
    - For Law Firms
- Asset Servicing
- Automated Publishing for Fund Reporting
- - Bank Debt and Loan TradingBank Debt and Loan Trading
    - For Alternative Managers
    - For Fund Administrators and Prime Brokers
- - Beneficial Proxy ServicesBeneficial Proxy Services
    - For Law Firms
    - For Wealth Management Firms
- - Billing and Expense ManagementBilling and Expense Management
    - For Capital Markets
    - For Wealth Management Firms
- - Capital Markets DisclosuresCapital Markets Disclosures
    - For Corporate Issuer
    - For Law Firms
- Cash Management
- Client Information Management
- Client Portal
- - Collateral ManagementCollateral Management
    - For Capital Markets
    - For Wealth Management Firms
- Communication Cloud
- - Compliance and Regulatory Accounting Managed ServicesCompliance and Regulatory Accounting Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- Compliance Reporting
- - ConnectivityConnectivity
    - For Capital Markets
    - For Wealth Management Firms
- Consent Collection and Preference Management
- - Consumer Preference and Profile ManagementConsumer Preference and Profile Management
- Content Design and Management
- Control Solutions
- Corporate Action Services
- - Credit and Market RiskCredit and Market Risk
- Customer and Advisor Mailbox
- - Customer CommunicationsCustomer Communications
- Data Aggregation and Financial Reporting
- - Data Management and ArchivalData Management and Archival
- - Data Management, Analytics and ReportingData Management, Analytics and Reporting
- Data Management, Warehouse and Reporting
- - Derivatives Trade ProcessingDerivatives Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Digital DeliveryDigital Delivery
- - Digital Document DeliveryDigital Document Delivery
    - For ETF Providers
    - For Institutional Investors
- - Digital Experience ManagementDigital Experience Management
- Digital Marketing Campaigns
- - Direct MarketingDirect Marketing
- - Document CompositionDocument Composition
- Document Fulfilment
- - EDGARFormsEDGARForms
    - For Corporate Issuer
    - For Law Firms
- Enhanced Packaging
- Enhanced Proxy Design
- - Equity Trade ProcessingEquity Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- European Fund Market Intelligence
- - Expense Management and Fee ValidationExpense Management and Fee Validation
    - For Global Investment Managers
    - For Institutional Investors
- - Expense Management Managed ServicesExpense Management Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- Financial Reporting
- - Financial Statement and MRFP Delivery SolutionFinancial Statement and MRFP Delivery Solution
    - For ETF Providers
    - For Global Investment Managers
- - Fixed Income Trade ProcessingFixed Income Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- - Foreign Exchange Trade ProcessingForeign Exchange Trade Processing
    - For Capital Markets
    - For Wealth Management Firms
- Fund Budgeting and Accruals
- - Global Post Trade ManagementGlobal Post Trade Management
    - For Capital Markets
    - For Wealth Management Firms
- - Global Securities Class ActionGlobal Securities Class Action
- - Global SWIFT ServicesGlobal SWIFT Services
- Global Tax Reclaim and State Tax Reporting
- Institutional Market Intelligence
- Intermediary Fee Management
- - Intraday Risk MonitoringIntraday Risk Monitoring
    - For Alternative Managers
    - For Global Investment Managers
- - Investment AccountingInvestment Accounting
- - Managed Reference Data ServiceManaged Reference Data Service
    - For Capital Markets
    - For Wealth Management Firms
- - Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration
- Market Analytics
- - Mobile AppMobile App
    - For Independent Advisor Solutions
    - For Wealth Management Firms
- - Operational Risk ManagementOperational Risk Management
    - For Capital Markets
    - For Wealth Management Firms
- Performance Analytics
- - Performance and AttributionPerformance and Attribution
    - For Alternative Managers
    - For Global Investment Managers
- - Performance Dashboards and Operational ReportsPerformance Dashboards and Operational Reports
- Point-of-Sale Prospectus
- - Portfolio and Order ManagementPortfolio and Order Management
- - Portfolio Securities VotingPortfolio Securities Voting
- - Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance
    - For Alternative Managers
    - For Global Investment Managers
- - Post Trade Processing Managed ServicesPost Trade Processing Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- - Pricing and ValuationPricing and Valuation
- - Print DeliveryPrint Delivery
- - Print SolutionsPrint Solutions
    - For Corporate Issuer
    - For Law Firms
- - Professional ServicesProfessional Services
    - For Capital Markets
    - For Wealth Management Firms
- Proxy Distribution Solutions
- - Proxy ManagementProxy Management
    - For Capital Markets
    - For Wealth Management Firms
- - Proxy ServicesProxy Services
- ProxyVote™
- Rapid Onboarding
- - ReconciliationReconciliation
- - Reconciliation Managed ServicesReconciliation Managed Services
    - For Capital Markets
    - For Wealth Management Firms
- - Reference Data ManagementReference Data Management
- Revenue and Expense Management
- - Revenue Management and Fee BillingRevenue Management and Fee Billing
- Risk and Transparency Reporting
- Robo-Advisory Platform
- Sales and Asset Reporting
- - Securities FinanceSecurities Finance
    - For Capital Markets
    - For Wealth Management Firms
- Securityholder Data Services and Advanced Analytics
- Shareholder Meeting Registration
- Statements, Confirmations and Tax Reporting
- Tax Solutions
- - Virtual Shareholder MeetingVirtual Shareholder Meeting
    - For Corporate Issuer
    - For Law Firms
- Web Hosting and Document Conversion

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Risk and Transparency Reporting

Empower clients to manage risk across their portfolios

Help your clients take a more comprehensive approach to risk and transparency. This solution analyzes exposure across asset classes, including market and counterparty risk. Identify potential issues before they pose a threat with our integrated investment operations platform.

Manage market and credit exposure with comprehensive risk management

Give clients visibility across a range of risk factors, asset classes and investment strategies. Easily customize this solution to support valuation, simulation and reporting tailored to their specific requirements.

Portfolio Risk Mitigation

Portfolio- and Trade-Level Risk Mitigation

On-Demand, Web-Based Reporting

Intraday Risk Monitoring

Assess risk from all angles

Broadridge's risk and transparency reporting provides fingertip access to timely, high-quality data, making it easier to mitigate risk across the entire organization.

How We Can Help

A consistent, scalable valuation framework

Integrated modules that work together seamlessly.

Best Risk Management Software Firm, according to Hedgeweek.

“The ability to apply historical scenarios and stresses to a portfolio, across all asset classes, provides a portfolio manager the critical tools necessary to help validate investment strategies.”

Brian Crowley

Global Head of Product Management, Investment Management and Reference Data, Broadridge

Article

2016 Best Risk Management Software Provider

Hedgeweek named Broadridge as the 2016 Global Best Risk Management Software Provider for its integrated risk management solution.

Download

Resource

An Integrated Approach to Risk Management

Fact Sheet

Risk Master

Press Release

Broadridge Acquires Paladyne Systems

Fact Sheet

Solutions for Fund Administrators

Fact Sheet

Solutions for Prime Brokers

Expand product capabilities to attract and retain clients.

Schedule a demo

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+1 877 545 4623

Fund Administrators and Prime Brokers

Adapt to growing investment complexity and regulatory burden

Broadridge provides the tools you need to get an edge. Our investment management solutions help you create institutional-grade infrastructure so you can focus on generating alpha, raising capital and growing your business.

Investment Accounting

Compliance Reporting

Credit and Market Risk

Risk and Transparency Reporting

See more products

Broadridge, a global Fintech leader with
over $4 billion in revenues, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

Company Info

About Broadridge Careers Client Support Contact Us Corporate Citizenship Diversity and Inclusion Investor Relations Office Locations Partner Program Press Security Capabilities Sitemap

Industry Solutions

Asset Management Capital Markets Consumer Finance Corporations Healthcare Insurance Retail Banking Telecom Utilities Wealth Management

English

English Español Deutsche 日本語

Global Websites

Canada EMEA / APAC Germany Japan United States

Privacy Statement Terms of Use & Linking Policy Cookie Policy Legal Statements

Advisor Content Communication PlatformAdvisor Content Communication Platform

Advisor Resource CentreAdvisor Resource Centre

Advisor WebsitesAdvisor Websites

Annual ComplianceAnnual Compliance

Bank Debt and Loan TradingBank Debt and Loan Trading

Beneficial Proxy ServicesBeneficial Proxy Services

Billing and Expense ManagementBilling and Expense Management

Capital Markets DisclosuresCapital Markets Disclosures

Collateral ManagementCollateral Management

Compliance and Regulatory Accounting Managed ServicesCompliance and Regulatory Accounting Managed Services

ConnectivityConnectivity

Consumer Preference and Profile ManagementConsumer Preference and Profile Management

Credit and Market RiskCredit and Market Risk

Customer CommunicationsCustomer Communications

Data Management and ArchivalData Management and Archival

Data Management, Analytics and ReportingData Management, Analytics and Reporting

Derivatives Trade ProcessingDerivatives Trade Processing

Digital DeliveryDigital Delivery

Digital Document DeliveryDigital Document Delivery

Digital Experience ManagementDigital Experience Management

Direct MarketingDirect Marketing

Document CompositionDocument Composition

EDGARFormsEDGARForms

Equity Trade ProcessingEquity Trade Processing

Expense Management and Fee ValidationExpense Management and Fee Validation

Expense Management Managed ServicesExpense Management Managed Services

Financial Statement and MRFP Delivery SolutionFinancial Statement and MRFP Delivery Solution

Fixed Income Trade ProcessingFixed Income Trade Processing

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Post Trade ManagementGlobal Post Trade Management

Global Securities Class ActionGlobal Securities Class Action

Global SWIFT ServicesGlobal SWIFT Services

Intraday Risk MonitoringIntraday Risk Monitoring

Investment AccountingInvestment Accounting

Managed Reference Data ServiceManaged Reference Data Service

Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration

Mobile AppMobile App

Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

Performance Dashboards and Operational ReportsPerformance Dashboards and Operational Reports

Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance

Post Trade Processing Managed ServicesPost Trade Processing Managed Services

Pricing and ValuationPricing and Valuation

Print DeliveryPrint Delivery

Print SolutionsPrint Solutions

Professional ServicesProfessional Services

Proxy ManagementProxy Management

Proxy ServicesProxy Services

ReconciliationReconciliation

Reconciliation Managed ServicesReconciliation Managed Services

Reference Data ManagementReference Data Management

Revenue Management and Fee BillingRevenue Management and Fee Billing

Securities FinanceSecurities Finance

Virtual Shareholder MeetingVirtual Shareholder Meeting

The right insights, right now

How can we help?

Become a Broadridge partner

Thank You

Talk to us

Thank You

Get client support

Thank You

Risk and Transparency Reporting

Empower clients to manage risk across their portfolios

Manage market and credit exposure with comprehensive risk management

Give clients visibility across a range of risk factors, asset classes and investment strategies. Easily customize this solution to support valuation, simulation and reporting tailored to their specific requirements.

Assess risk from all angles

Broadridge's risk and transparency reporting provides fingertip access to timely, high-quality data, making it easier to mitigate risk across the entire organization.

A consistent, scalable valuation framework

2016 Best Risk Management Software Provider

Schedule a demo

Thank you

Adapt to growing investment complexity and regulatory burden