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Drive Growth with Enhanced Tools for IIROC Dealers and their Firms

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Strengthen client relationships and grow your business with customizable practice management tools for both IIROC and MFDA dealers with solutions to improve operations across front, middle and back offices.

“Traditional advisors could soon be replaced. Not by robo-advisors, investment apps or financial planning software, but by a new type of advisor – one who embraces these technologies to operate in a more modern, efficient, engaging way.”
Donna Bristow

Wealth Management Firms

Both IIROC and MFDA wealth management firms rely on our solutions to optimize critical operations and enable advisors to provide an exceptional customer experience.

Enhance advisor marketing

Enable your IIROC and MFDA advisors to build their practice with data-driven, targeted marketing and customizable brand-building tools.

Enhance client experience with dynamic advisor tools

Provide front-office teams with robust and collaborative technology that fosters customer engagement and a better customer experience.

Transform regulatory and customer communications

Create, send, manage and track regulatory and marketing communications with greater efficiency. Tools such as Inform, make information better by transforming the client information management function while providing a secure end-to-end onboarding solution.

Advance control, risk and support services

Take advantage of our proxy, tax, data and insight solutions that streamline your business operations and support services via industry-leading regulatory risk and expense management capabilities.

Transform your trade life cycle

Benefit from our wealth and retail brokerage trade management services to support real-time processing of equities, ETFs, mutual funds, options, international and fixed-income securities. Tools such as Broadridge’s Dataphile, provide a comprehensive suite of real-time solutions for Canadian independent securities and mutual fund dealers.

Optimize your operating model with managed services

Leverage our best-in-class technology and operations services. We help IIROC and MFDA wealth management firms transform their operating model, gain efficiency and mutualize costs to meet business needs and compliance requirements.

Empower your transformation with confidence

Tap into our professional services and benefit from unique industry insights. Our services empower game-changing transformation that drives real business value.

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