This event is the second in a series of interactive webinars to help firms get equipped for SRD II. Join this session for further examination of the rules coming into force and understand the challenges you’ll face in getting ready for compliance.
Our SRD II expert panel will cover:
- Key definitions under the Directive
- Deeper exploration of the regulatory impact
- Challenges with market-level transpositions
- Checklist of tools you’ll need to meet the requirements
We’ll also discuss region-specific considerations and focus on the impact of the Directive per firm type, whether a bank, custodian, provider of securities services, retail broker or wealth manager. With the opportunity to ask questions of our expert panel and join in polls, you’ll be able to gauge the level of your current knowledge and preparation.
Become an SRD II expert and find out how to empower your team to manage its SRD II compliance strategy and meet the new rules with confidence.