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Getting Ready for SFTR

Broadridge’s Dean Bruyns discusses compliance with the Securities Financing Transactions Regulation with Securities Lending Times.

SFTR represents a profound change to the industry and brings complex reporting obligations that pose significant operational challenges for impacted firms. In order to comply with the new regulation, expected to be implemented from 2019, firms need to address the requirements now and many will need to change their existing processes. In this interview with Securities Lending Times, Dean Bruyns, a Senior Product Manager at Broadridge, tackles the following questions:

  • How well equipped is the securities finance market to deal with SFTR?
  • Do clients understand the challenges SFTR poses?
  • How will the securities finance business change as a result of SFTR?
  • What solutions does Broadridge supply to the securities finance market?