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Navigating the New Fiduciary Marketplace, Leveraging Emerging Tech and Positioning for Growth: Speaker Lineup Unveiled for Broadridge 360 Advisor Summit

Speaker, Best-selling Author and Chief Executive Officer of Change Enthusiasm Global, Cassandra Worthy, to deliver keynote remarks

NEW YORK, Feb. 15, 2024 – Global Fintech leader Broadridge Financial Solutions, Inc. (NYSE:BR) has unveiled the agenda and speakers for the Broadridge 360 Advisor Summit, the leading retirement and wealth management professional conference. This year’s event will focus on pertinent industry themes including new regulatory initiatives such as the DOL Fiduciary Rule, updates on the evolving retirement income landscape and how to leverage technology and AI to mitigate risk and scale practices.

“This event brings together a variety of perspectives, leading to an all-encompassing analysis of the retirement, wealth management and advisor practice management sectors,” says Cindy Dash, Senior Vice President and General Manager of Retirement and Workplace at Broadridge. “Through educational sessions across these key focus areas, this event will include insightful discussions and engaging social and networking activities.”

Cassandra Worthy, speaker, best-selling author and CEO of Change Enthusiasm Global, will deliver opening keynote remarks on how professionals can assess and manage fear and anxiety through periods of significant change or disruption to thrive and build organizational resilience and adaptability.

Additional featured speakers include:

  • Jason Roberts, Founder and Chief Executive Officer of Pension Resource Institute and Retirement Law Group, who will speak to challenges and opportunities within the retirement investor marketplace and how proactive, informed fiduciaries can help clients and competitors leverage the challenges.
  • Fred Reish, Partner at Faegre Drinker Biddle & Reath, will speak to the SEC and DOL coming to agreement on fiduciary advice for investors.
  • Joseph Lo, Head of Enterprise Platforms at Broadridge, will speak to AI’s pivotal role in reshaping retirement and workplace advisory services.
  • Dan Cwenar, President, Investor Communication Solutions Data and Analytics at Broadridge, will discuss Broadridge’s US retail investor study, including an outlook on investor and wealth management trends.

Given last year’s success, this year’s event will once again offer the opportunity for the conference to earn Choir CertificationTM, the financial industry's benchmarking platform and conference diversity certification created to amplify the voices of underrepresented experts on conference stages.

Additional notable speakers and topics include:

  • Bonnie Treichel, Chief Solutions Officer at Endeavor Retirement and Jennifer Doss, Senior Director and Defined Contribution Practice Leader at CAPTRUST, will discuss best practices for retirement income solutions.
  • Jeff Acheson, Managing Member at Advanced Strategies Group, will help the audience understand when NQ plans may be a key need for executives.
  • Michelle Wong, Founder and CEO of Nifty Advisor Support, will discuss the important ingredients for success for remote working employees.
  • Sean Murray, Head of Workplace at Envestnet, will discuss managed account solutions in workplace retirement plans.
  • Rosalyn Brown, President of WIPN, will delve into how financial advisors can build and retain a diversified book of business.

The range of networking opportunities for attendees will include an opportunity to explore Austin at night, TopGolf, yoga and more.

The event will take place in Austin, Texas May 19 – 21, 2024 and attendees can earn up to 10 continuing education (CE) credits for Fi360, CFP® Board, IWI, NASBA, and ABA Designations. To view the full agenda and register, please visit the conference information and registration page.

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with over $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than $10 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

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