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Broadridge Selected to Participate in OSC TestLab, New Capital Markets Innovation Hub

Broadridge to test innovative solutions in Ontario’s capital markets

TORONTO AND NEW YORK, April 27, 2022 – Global Fintech leader, Broadridge Financial Solutions, Inc. (NYSE:BR), has been selected to participate in the Ontario Securities Commission’s (OSC) new capital markets testing environment, known as OSC TestLab. As part of the initiative, Broadridge will be given the opportunity to test innovative solutions aimed at helping registrants better understand their clients and products and contribute to better investor outcomes.

“Participating in OSC TestLab will enable Broadridge to better leverage modern technology solutions to make information more accessible, improve information sharing and enhance registrant-client interactions,” said Martha Moen, GM Broadridge Canada. “We are pleased to be one of the businesses selected for this unique opportunity to collaborate with the OSC and look forward to realizing new opportunities to develop innovative solutions for Ontario’s capital markets.”

Broadridge will be testing a solution which enables the comparison of securities to enhance investment advisors’ abilities to provide objective and consistent comparison quotes to their clients. Testing will provide opportunities to gain valuable insights and data to support the creation of a modern and effective solution to better share, assess, compare and provide product information to investors.

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with over $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than $10 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

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