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Press Release

Broadridge Boosts Fiduciary Transparency Adding Fi360 Fiduciary Scores®

New strategic partnership increases transparency in the asset manager
and financial advisor relationship

NEW YORK, October 23, 2018 –In response to customer and industry demand for greater fiduciary transparency, Broadridge Financial Solutions, Inc. (NYSE:BR), an S&P 500 company and global Fintech leader, announces the integration of the Fi360 Fiduciary Score within Broadridge’s Distribution Insight platform. Broadridge’s predictive analytics solution, Opportunity Hunter, will include Fi360 Fiduciary Scores for each investment and enhanced advisor profiles, combining competitive intelligence on funds with advisor rankings.

“Prioritizing higher levels of fund and advisor transparency is more important than ever as a result of significant regulatory pressure including the fiduciary rule, SEC best interest proposal and ERISA litigation and settlements,” said Dan Cwenar, Broadridge’s head of asset management data and analytics. “By augmenting our distribution insight platform with Fi360 data, we are able to bring more transparency to the asset manager and financial advisor relationship, ultimately benefitting the end investor.”

“Financial advisors rely on our products to improve transparency and perform due diligence on the information provided by their asset managers,” said John Faustino, AIFA®, PPC®, Chief Product and Strategy Officer of Fi360. “It’s only natural for asset management firms to have native visibility into the same fiduciary metrics on which their products are evaluated, and the integration with Broadridge will facilitate a stronger relationship between advisors and asset managers.”

Fi360 provides fiduciary technology, education and data. The Fi360 Fiduciary Score is a transparent and objective investment rating system that provides the ability to compare peer investments and determine fiduciary appropriateness. By combining Fi360 scores with existing industry data and Broadridge proprietary data, Broadridge will provide a way for investment managers to measure themselves, their funds and their competitors by the same metrics that advisors trust.

Broadridge and Fi360 plan to expand this strategic partnership in the coming months with the addition of portfolio profiles within Broadridge’s Distribution Insight platform.

About Broadridge Fi360 Solutions

Broadridge Fi360 Solutions provides fiduciary education, training and technology to help financial intermediaries use prudent fiduciary practices to profitably gather, grow and protect investors' assets. Since 1999, the firm has provided financial professionals with the tools necessary to act as a fiduciary in their work with investors. Headquartered in Pittsburgh, PA, Broadridge Fi360 Solutions is the home of the Accredited Investment Fiduciary® (AIF®) Designation, the Fiduciary Focus Toolkit™, CEFEX and the Fi360 Fiduciary Score®. Fi360 was acquired by Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader and part of the S&P 500® Index, in 2019. Learn more at

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with over $6 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies. Broadridge's infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. Our technology and operations platforms underpin the daily trading of more than $10 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 14,000 associates in 21 countries.

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