Menu Icon Mobile
stock arrow
ICON. Search
Close
Icon Search Clear

The right insights, right now

Access the latest news, analysis and trends impacting your business.

EXPLORE ALL INSIGHTS

Explore our insights by topic:

ASIA PACIFIC
CAPITAL MARKETS
COMMUNICATIONS
Consulting Services
EMEA
FUND DISTRIBUTION
WEALTH MANAGEMENT
Global Class Action
Webinar Program

About Broadridge

ABOUT US
BOARD OF DIRECTORS
CAREERS
EXECUTIVE LEADERSHIP
INVESTOR RELATIONS
SUSTAINABILITY
PRESS RELEASES

Global websites:

Canada
EMEA / APAC
Germany
Japan
United States

How can we help?

Speak Sales Icon Broadridge Learn about our partner program Speak Sales Icon Broadridge Speak with a sales representative Client Support Icon Broadridge Get client support

Additional Broadridge resource:

Careers
Client Support
Investor Relations
Partner Program
Press Relations

View our Contact Us page for additional information.

Let’s talk about what’s next for you Talk to us

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Middle-Office Technology

Centralized middle office solution for streamlining the trade lifecycle across asset classes and regions.

Request Information

Client Login

Automate and simplify your middle-office workflow to focus on exception management with a front and back office agnostic SaaS solution.

Transform your workflow with simplified modular, SaaS-based Components

Automate and simplify your middle-office function to focus on exception management with a front-office and back-office agnostic SaaS solution.

Achieve operational efficiency and cost-effectivness

Achieve operational efficiency and cost-effectivness

By moving to a scalable middle office platform, firms can focus on exception management, reduce complexities, and eliminate the gaps between trading, clearing, and reporting.

Gain enhanced connectivity and a global coverage

Gain enhanced connectivity and a global coverage

Enable innovation, simplification and streamlining of all front office, middle office and post-trade functions — powering connectivity and multi-asset, multi-currency and multi-regional trading across global markets

One Middle Office Catering to Client and Street Side Workflows

  • Enable greater visibility of data across the lifecycle to improve control and reduce risk
  • Centralized bookings, allocations, and confirmations across asset classes
  • Electronic trade capture from any front-office system
  • Consolidated view of global markets, currencies, and asset classes
  • Drive Profit and Loss benefits and better trading decisions through real-time sharing of middle-/back-office data with the front office
  • React quickly to market changes and launch new services via a simplified architecture

Full Life Cycle Support

  • Supports major allocation/confirmation channels: FIX, CTM, files, emails and fax
  • Flexible logic enables any fee and commission structure and valuation rules
  • Complete data enrichments to add settlement and clearing information

Increase Efficiencies, Reduce Operational Risk and Improve Time to Market

  • High Straight through processing (STP) Rates and Exception Routing
  • Handle volume using flexible trade aggregation tools and schedule automatic tasks
  • Monitor all post-trade steps
  • Automatic exceptions routing for efficient issue resolution
  • Reduction of manual processing through workflow simplification and trade automation
  • Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
  • Streamline operational processes and workflows to improve efficiency

Reduce Manual Intervention Through Automation

  • Unified data management
  • Real-time monitoring
  • Multi-asset processing
  • Standardized reporting
  • Event-driven processing API connectivity

Enhance Technology Simplification, Streamline your Post-Trade Operations, and Optimize Costs

  • High Straight through processing (STP) Rates and Exception Routing
  • Handle volume using flexible trade aggregation tools and schedule automatic tasks
  • Reduction of manual processing through workflow simplification and trade automation
  • Eliminates multiple systems, duplicate processes, breaks, and reconciliation efforts
  • Receive allocation instructions from a variety of methods, an manage allocation workflows at granular levels
  • Tailor client onboarding with a mix of manual and automated processing initially, and fully automated later
  • Gain ability to rapidly add attributes to the model to support regulatory and business changes

What is included in our Middle-Office Solution?

Our services include middle office productivity tools with end-to-end integration that benefits capital markets Institutional trading by increasing operational efficiencies and reducing operational risk.

Block and Allocation Management

  •  Manual, Automated, and Scheduled blocking
  •  Pre-allocation, FIX, CTM, File Import, and Manual allocations
  •  Confirmation workflows via FIX and/or PDF (Email or Fax)
  •  Interoperable UIs for block, allocation, and confirmation management

Trade Automation

  •  Set granular definition for flow processing, allowing for flow and client specific behavior
  •  Full Straight-Through-Processing
  •  Data management and enrichment (trade date, settlement date, commission, charges, SSIs)
  •  Automatically sending of back-office and clearing instructions
  •  Fully integrated with Broadridge back office and adaptors for integration with third party post-trade platforms
  •  Trade Netting support - bunch bookout and true netting

Exception Management

  •  Middle Office Dashboard providing analytical view of all activity and exceptions
  •  Circuit breaker capabilities to interrupt STP in-case of exceptions
  •  Ability to make historical changes on blocks and allocations

Interfaces and Connectivity

  •  Omgeo CTM, Alert, and OASYS Direct
  •  FIX Allocation Enabled
  •  APPIA
  •  SWIFT GETC
  •  Back-office (Books and Records)
  •  Customer Static Data
Our representatives and specialists are ready with the solutions you need to move your trading and connectivity forward.

Our representatives and specialists are ready with the solutions you need to move your trading and connectivity forward.

Contact Us

Learn about our additional trading and connectivity solutions that can help move you forward.

Agency Trading

Multi-asset agency trading platform for the sell-side.

View Product

FIX Technology and Client Connectivity Services

Market leading FIX engines, testing, onboarding, certification and monitoring.

View Product

Post Trade Matching

Real-time FIX-based allocation and central trade matching workflows.

View Product

Related Article

Factsheet: Broadridge Middle Office Solution

Resource

Factsheet: Broadridge Middle Office Solution

Let’s talk about what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC

Thank you.

Your sales rep submission has been received. One of our sales representatives will contact you soon.

Want to speak with a sales representative?

Table Heading
+1 800 353 0103North America
+442075513000EMEA
+65 6438 1144APAC