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+1 800 353 0103	Amérique du Nord
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+1 416 350 0999	Canada Toronto

Financial Statement and MRFP Delivery Solution

Simplify regulatory reporting to your investors with Smart Disclosure

Service for ETF providers developed to satisfy requirements of NI 81-106 requiring Investment Fund Managers to collect delivery preferences and send Financial Statements and MRFPs to all registered and beneficial investors unless they have opted out of receiving the printed materials.

Give investors the information they want, the way they want it

Smart Disclosure is a data-driven solution for printing and mailing delivery preference notices, gathering and processing investor preferences, document package production and mailing of consolidated individualized investor packages.

NI 81-106 and 54-101 Compliant

Improved Investor satisfaction

Investor holdings received from brokers

Annual or standing delivery instructions collection

Documents consolidated by account

How We Can Help

Distribute communications efficiently

>2.9B

Images printed last year.

>200M

Personal financial documents and securityholder communications mailed last year.

Fact Sheet

Smart Disclosure

Learn more about our automated publishing solution for regulatory reporting and more efficient, effective investor communications.

February 2017

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Advisor Content Communication Platform

Advisor Resource Centre

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Broadridge Alternative Investments Hub

Broadridge Video Studio

Business Process Outsourcing

Capital Markets Disclosures

Cash Management

Collateral Management

Compliance and Regulatory Accounting Business Process Outsourcing

Connectivity

Consumer Preference and Profile Management

Control Solutions

Credit and Market Risk

Customer Communications

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Document Delivery

Digital Experience Management

Direct Marketing

Document Composition

Equity Trade Processing

Expense Management and Fee Validation

Expense Management Business Process Outsourcing