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Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

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Do Client Focused Reforms Mark the End of After-the-fact Compliance?

2021 will be the year marked by drastic regulatory changes as the Client Focused Reforms (CFRs) are scheduled to be fully implemented by December 2021.

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