This issue includes updates on the following key areas:
SEC leadership changes SEC rulemaking:
- Tailored Reports and Rule 498B
- Fund Fair Value Rule
- Fund Derivatives Rule
- Fund of Funds
Reg BI Updates PROXY items:
- Amendments to Modernize Shareholder Proposal Rule
- NYSE Fee Schedule Proposals
DOL and Retirement items:
- DOL’s Lifetime Income Rule
- Financial Factors in Selecting Plan Investments—Final Rule
- DOL Proxy Voting–Rule Proposal
Other regulatory items:
- SRD II
- SEC’s COVID-19 Relief
- SEC’s Investor Advisory Committee
- Rule 701 – Proposed Rule Amendments
- SEC Equity Compensation Proposal
- Amendments to Modernize and Enhance Certain Disclosures
- SEC Compliance Alerts
- Download the full summary for more information.