Stay ahead by signing up for regulatory updates

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Sign up for expert regulatory updates

Register to receive Broadridge regulatory newsletters tailored to the markets and topics most relevant to you. It only takes a moment to select your preferred updates and complete the form, giving you a simple way to stay current on important regulatory changes, industry trends and upcoming developments.

Which regulatory updates suits you best

  • Stay up to date with key regulatory developments from the SEC, FINRA, DOL, and global regulators, including updates on rule proposals, final rules, guidance, enforcement priorities, and market structure initiatives.
  • Gain concise, practical insight into fast-moving issues including crypto assets, retirement policy, disclosure requirements, AI, and other global developments that may affect your business. The newsletter also highlights important comment periods, compliance dates, and areas where regulators are seeking industry input.
  • Receive a streamlined view of what matters most across the U.S., Canada, and EU/UK regulatory landscape, helping your business monitor developments more efficiently. It is designed to help firms assess compliance impacts, prepare for regulatory change, and stay informed without tracking multiple sources.
  • Keep pace with significant regulatory developments across the U.K. and Europe, including updates from bodies such as the FCA, Bank of England, ESMA, the European Commission and other key supervisory authorities.
  • Access timely summaries of developments across areas such as sustainable finance, retail investment, fund regulation, disclosure requirements, tokenisation, crypto, AI and other evolving market priorities.
  • Benefit from clear, digestible updates that help you understand change, identify emerging themes and stay informed on the issues shaping the European and U.K. regulatory landscape.
  • Quarterly updates on US regulatory changes all in one place to make it easier for you to stay abreast of movements and their implications.
  • Understand what the changes are and how they affect you.
  • Updates are categorized by regulators, which includes; SEC, FINRA, MSRB, OFR, OCC, IRS, TMX CIRO and CSA

Which newsletter suits you?

Choose the regulatory newsletter(s) you’d like to receive and complete the form to stay informed on the latest US, EU, and UK regulatory developments.