NEW YORK and DALLAS, May 28, 2026 – Broadridge Financial Solutions Inc. (NYSE: BR), a global Fintech leader, today announced an enhancement of its NYFIX platform, enabling clients to access overnight U.S. equity liquidity through a new integration with CAPIS, an institutional brokerage firm. The strategic collaboration strengthens Broadridge’s trading and connectivity capabilities, giving broker-dealers and institutional clients seamless access to extended-hours liquidity across more than 4,000 NMS securities.

“This partnership exemplifies Broadridge’s commitment to delivering greater value to clients by enabling interoperability across the buy side, sell side, and both traditional and non-traditional liquidity pools, while enhancing workflow efficiency and creating a more seamless client experience,” said George Rosenberger, General Manager of NYFIX, Broadridge Trading & Connectivity Solutions. “We value our partnership with CAPIS, whose deep sales trading expertise, experienced team, and established market presence, combined with Blue Ocean’s liquidity, make this a compelling opportunity to grow our businesses together.”

By connecting NYFIX clients to CAPIS’s high-touch trading expertise and Blue Ocean’s overnight market access, Broadridge is helping firms respond more quickly to global events, manage risk more effectively, and act on opportunities beyond the traditional trading day. With this new capability, NYFIX clients can execute trades overnight to support a range of strategies, including portfolio rebalancing, exposure adjustments, and event-driven trading. Access to Blue Ocean ATS enables clients to react to earnings releases, macroeconomic developments, and international market-moving news as it happens, without waiting for the opening bell.

“At CAPIS, we always encourage our traders to seek out the best execution venues and tools to simplify post-trade processes and enhance operational resiliency,” said Mark Viani, Director, Institutional Sales Business Development. “This partnership is another example of this and highlights the growing trend of financial firms focusing on their core business by leveraging external connectivity solutions. Together with Broadridge, we are enabling more efficient trader execution and improving operational precision in real time.”

The enhancement further positions NYFIX as a flexible, global connectivity platform designed to meet the evolving needs of modern market participants. By bringing together CAPIS’s high-touch trading support and Blue Ocean’s overnight liquidity pool, Broadridge is delivering a more seamless and resilient trading experience for clients operating across time zones and market cycles.

“As the trading landscape continues to grow for US equities globally, this new collaboration with Broadridge and CAPIS will empower participants to make better informed decisions quickly and efficiently,” said Brian Hyndman, CEO of Blue Ocean Technologies. “We are delighted to work with both these industry leaders to supplement their ongoing efforts to deliver new opportunities for growth and cross-market collaboration.”

About CAPIS

CAPIS is an institutional brokerage firm based in Dallas, TX. Founded in 1977, CAPIS remains an independent broker specializing in commission management solutions for asset managers and plan sponsors. For more information, visit capis.com or email us at info@capis.com.