The right insights, right now

Access the latest news, analysis and trends impacting your business.

About Us

Trading Platforms

Increase accuracy and efficiency with automated fund trading

Stay compliant with Broadridge's specialized trading platforms for mutual funds, ETFs, IRAs and broker-dealers. These platforms offer many benefits - reduced trade errors, improved back-office efficiency and increased transparency between firms and intermediaries.

Straight-through mutual fund processing

Our technology cost-effectively automates fund trading, reconciliation and dividend and income processing. Our all-in-one solution improves accuracy while saving time and reducing costs.

icon product feature
Straight-Through Processing
icon product feature
Automated Fund Trading and Clearing
icon product feature
Trust Accounting Integration
icon product feature
Up-to-Date Funds Menu
icon product feature
Current and Late-Day Processing

Learn More About Our Broker-Dealer Platform Services

Plan Level Data Feed

Creates a "window" into broker-dealer activity

  • Ensure oversight and give advisors a powerful compliance process, while providing firms with a competitive advantage
  • View plan asset values and gain a deeper understanding of investment activity

Level Compensation

Provide greater clarity and transparency on investment line ups

  • Assure SEC-registered broker-dealers that all available investment options will pay a levelized compensation

Sales Enablement

Give advisors resources to drive growth

  • Align strategic revenue initiatives to sales execution with a one-stop solution including point-of-sale materials, investment policy statements, enrollment kits and plan-level data
How We Can Help

A trusted solution for firms of all sizes

New mutual fund accounts each month.
Major and independent broker-dealers use one or more Broadridge Trading Platform services.
contact form image contact form image

Schedule a demo

Welcome back, {firstName lastName}.

Not {firstName}? Clear the form.