The countdown is on. With September’s regulatory deadline fast-approaching, it’s time to fully understand the new requirements that many commercial and private banks, custodians, brokers and wealth managers now face.
SRD II is a complex regulation and brings significant impact to firms globally, many of which face the prospect of providing voting services and shareholder disclosure for the first time.
This event is the first in a series of interactive webinars to help firms get equipped for SRD II and will cover:
- Objectives of the regulation – transparency and shareholder engagement
- Who is impacted?
- What are the requirements?
- The timeline – be ready for the September 3, 2020 deadline
We’ll also discuss region-specific considerations and focus on the impact of the Directive per firm type, whether a bank, custodian, provider of securities services, retail broker or wealth manager. With the opportunity to ask questions of our expert panel and join in polls, you’ll be able to gauge the level of your current knowledge and preparation.
Become an SRD II expert and find out how to empower your team to manage its SRD II compliance strategy and meet the new rules with confidence.