Operational Risk Management

Measure, manage and reduce your operational risk

Optimise your end-to-end brokerage operations. Gain reliable data for better decisions, lower failed trade risk and reduced cost per trade.

Benefit from in-depth straight through processing (STP) risk analysis

Manage operational risk by analysing the end-to-end trade life cycle and improving straight through processing. Our solution includes a benchmark study that leverages industry best practices.

Benchmark Your STP Risk
Implement Relevant KRIs
Customise Your Risk Alerts
Access an Intuitive Dashboard
Source Data from Many Systems
Drill into Underlying Data

Product Specifications

STP Analytics

Enable you to manage and mitigate operational risk

  • Perform a comprehensive, in-depth analysis and optimisation of the end-to-end trade life cycle

  • Improve straight through processing

  • Provide a market benchmark study for insight and comparison to industry best practices and performance

STP Performance Analyser

Mitigate risk from a centralised platform, increasing trading efficiency

  • Provide an intuitive interface for easy navigation and examination of the entire trade life cycle

  • Provide an in-depth analysis model that leverages best practices

  • Document STP across the entire trade life cycle for each firm, measure STP rates and provide user-selected drill-down detail

  • Include powerful diagnostics to identify the root causes of trade breaks

Benchmarked Trade Analytics

Compare your performance against other market participants

  • Analyse and provide a categorical breakdown of reasons for trade fails

  • Provide a comparative peer analysis, unique perspective and unparalleled insight given Broadridge’s market presence

How We Can Help

Put our expertise to work for you

Years of experience providing technology solutions to the financial industry.
Broker-dealers use our wealth management solutions.
Client revenue retention rate.
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what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.