Regulatory Communications EU/UK

Simplifying the challenges of the investment industry by delivering client-centric services and products that address the ever-changing requirements of financial regulation — built for asset managers, distributors, and fund administrators who demand accuracy, efficiency, and scale.

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One platform. Total regulatory confidence

Simplifying the challenges of the investment industry by delivering client-centric services and products that address the ever-changing requirements of financial regulation.

We manage, validate, and distribute fund data and documents for the world's leading fund groups—transforming complex regulatory processes into automated simplicity.

Comprehensive, data-driven regulatory reporting tools for E.U. and U.K. retail and institutional markets
Scalable, reliable, end-to-end solutions to meet your fund distribution needs.
Highly configurable digital tools for fund research, comparison, analysis, and data visualisation
Supporting 350+ fund managers across cross-border distribution networks

Additional resources

Overview for manufacturers: Learn how Broadridge helps asset managers optimise fund data and meet global regulatory requirements with a single platform.
Offering for distributors: See how Broadridge supports distributors enhance investor engagement with validated fund data, documents, and regulatory reports.

20+

Years of fund data, document dissemination and related regulatory experience

350+

International fund managers utilize Broadridge fund data and services

35+

Languages available for translation and language services

Built to address your biggest regulatory challenges

We help firms simplify complex E.U. and U.K. regulatory disclosure requirements through expert oversight, automation, and a single managed operating model.

Keeping up with regulatory change

We actively monitor global regulations, engage with the FCA, ESMA, CSSF and CBI, and provide frequent updates to our clients via thought leadership, webinars, and newsletters.

Managing expanding distribution requirements

As distribution networks expand, so does the operational burden. We manage cross-border data and document delivery at scale—so your teams can focus on growth.

Reducing complexity across data sources and providers

Our fully managed end-to-end service consolidates numerous data sources—we take data once, use it across multiple services, all managed through a single platform.

Consumer Composite Investments (CCI)

A complete solution supporting calculation, validation, composition, delivery and distribution of FCA-compliant Product Summary Documents, with flexible digital and PDF outputs.

PRIIPs KID and EPT Production and Distribution

End-to-end service for PRIIPs KIDs and EPTs, including calculations, monitoring, production, storage, translation, filing and distribution.

Solvency II Reporting

Our Solvency II solution covers all aspects of the process, from data management to composition and distribution of TPTs, QRT, Lloyds QAD, CRR and other complementary reporting.

Global Fund Data and Document Dissemination

The industry’s gateway to an established data and regulatory distribution network providing a channel for the collection and distribution of fund data and documents.

European ESG Reporting and Disclosures

Complete support for all aspects of the composition, maintenance and distribution of SDR and SFDR documents and EETs.

MiFID II EMT, Ex-Ante and Ex-Post Cost Disclosures

Extensive experience in the production, management and distribution of MiFID II templates, including cost and charges calculations.

AIFMD

Fully comprehensive Annex IV solution that integrates with your data sources, performs calculations, validates cross-periods and files with the relevant National Competent Authorities.

Consumer Duty Distributor Feedback Service

Our service for both distributors and manufacturers removes the operational overheads of managing, collating and sharing fund sales information.

Translation and Language Services

Experienced in-house translators help you meet your global fund and financial information translation needs covering more than 35 languages.

Embeddable Widgets

Extensive experience in the production, management and distribution of MiFID II templates, including cost and charges calculations.

Factsheet Production and Distribution

Produce and distribute branded Factsheets, as PDFs or digitally interactive web pages, with ease and efficiency.

Financial Report Preparation and Filing

End-to-end management of your financial reports from template preparation to filing helps you gain economies of scale in quality, speed and reliability.

Introducing Broadridge FundPodium

Broadridge FundPodium - Regulatory reporting simplified

Disconnected regulatory workflows are an industry-wide problem. Incompatible systems and inflexible data requirements make every step slower and leave room for costly errors.

Broadridge FundPodium gives asset managers a smarter, simpler way to manage regulatory operations and fund research—putting control, clarity, and compliance in one place.

Regulatory Operations

Dynamic dashboards with role-based permissions and real-time activity feeds
Bulk and individual approvals for factsheets, disclosures, and data templates
Dynamic filters to find and prioritise projects instantly
Streamlined document access—investigate issues and upload changes quickly
Fully audited workflows exportable in just a few clicks

Fund Research

Search Funds—earch across a wide universe of funds quickly and intuitively
Fund Comparison—Compare multiple funds side-by-side to support informed decision-making
Digital Factsheets—Access interactive digital factsheets with up-to-date fund information
Fund Documents—Download PDFs for PRIIPs KIDs, UCITS KIIDs, factsheets, and annual and bi-annual reports
Additional Data—Access current and historical performance, fund pricing data, yield data, and ratings

It's time to simplify your operations

Experience Broadridge FundPodium—regulatory reporting, simplified.

Learn more about FundPodium

Comprehensive EU/UK Regulatory Coverage

MiFID II - Markets in Financial Instruments Directive

EMT – European MiFID Template
Ex-post costs and charges
Ex-ante production

PRIIPs - Packaged Retail Investment and Insurance Products

KID - Key Information Documents
EPT - European PRIIPs Template

CCI - Consumer Composite Investments

PSD - Product Summary Document

UCITS

KIID - Key Investor Information Document

Solvency II

TPT - Tripartite Template
QRT - Quantitative Reporting Templates
Lloyds QAD - Quarterly Asset Data
CRR - Capital Requirements Regulation

ESG - Environmental, Social, and Governance

SDR - Sustainability Disclosure Requirements
SFDR - Sustainable Finance Disclosure Regulation
EET - European ESG Template
TCFD - Task Force on Climate-related Financial Disclosures

AIFMD - Alternative Investment Fund Managers Directive

Annex IV

Consumer Duty

DFT - Distributor Feedback Template

“Simplifying the challenges of the investment industry by delivering client-centric services and products that address the ever-changing requirements of financial regulation — through a single vendor approach that eliminates fragmentation, ensuring consistency and auditability across your entire disclosure footprint.”

Stephen Johnston

Head of Regulatory Communications EU/UK

Experience the Broadridge advantage

20+ Years of Expertise

Delivering innovative, client-centric regulatory solutions to the asset management industry

Global Reach, Local Knowledge

Accountable, responsive Client Service teams based in: Ireland, the United Kingdom, France, Italy, Germany, the Czech Republic, Poland, Sweden, and Romania

Built for Resilience

Engineered to the highest standards of security, reliability, and operational excellence

Regulatory Specialists

Active engagement with FCA working groups, EFAMA, ICI, Irish Funds, and the Investment Association

Specialist Operations

Dedicated teams ensuring smooth, accurate, and efficient service delivery

Insights & perspectives

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.

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North America

+1 800 353 0103(option 3)

EMEA +44 162 591 9082

Hong Kong +852 3004 3094

Singapore +65 31 351 278

What's next for your business? Header form

Regulatory Communications EU/UK

One platform. Total regulatory confidence

Additional resources

Trusted by the industry at scale

Built to address your biggest regulatory challenges

Keeping up with regulatory change

Managing expanding distribution requirements

Reducing complexity across data sources and providers

Our solutions for regulation communication in the E.U and U.K.

Consumer Composite Investments (CCI)

PRIIPs KID and EPT Production and Distribution

Solvency II Reporting

Global Fund Data and Document Dissemination

European ESG Reporting and Disclosures

MiFID II EMT, Ex-Ante and Ex-Post Cost Disclosures

AIFMD

Consumer Duty Distributor Feedback Service

Translation and Language Services

Embeddable Widgets

Factsheet Production and Distribution

Financial Report Preparation and Filing

Introducing Broadridge FundPodium

Broadridge FundPodium - Regulatory reporting simplified

Comprehensive EU/UK Regulatory Coverage

Experience the Broadridge advantage

Insights & perspectives

Are you ready for Consumer Composite Investments?

A comprehensive solution for Solvency II reporting

EU and UK Regulatory Services

Global Fund Data and Document Dissemination

What's next for your business?