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The Consolidated Audit Trail (CAT)

Taking a strategic approach.

The Consolidated Audit Trail (CAT)

The U.S. Securities and Exchange Commission’s (SEC) Consolidated Audit Trail (CAT) is the latest effort to increase the transparency of capital markets trading while ensuring competition and fair customer treatment. Similar to many other regulatory efforts, the CAT involves shifting timelines and large changes in technology, operations, and processing flows.

In this webinar we will be discussing: 

  • The regulatory reporting journey so far 
  • How CAT is different from other reporting regulation 
  • Common challenges in meeting CAT requirements and turning them into advantages 
  • What to look for in a regulatory reporting solution 
  • How CAT reporting can create business value in the long-term


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