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Webinar

Prepare for SFTR

Join our webinar for practical guidance on 2019 compliance and future-proof reporting.

Prepare for SFTR

The pace of regulatory change shows no sign of abating as firms must now prepare for the approaching Securities Financing Transaction Regulation (SFTR) deadline.

View our interactive webinar examining the implications of SFTR, where regulatory experts from Broadridge and The Field Effect guide you through the practical steps to achieving compliance.

The webinar will cover:

  • Understand SFTR: Get to grips with the real scope, complexity, timelines and implications
  • Leverage experience: What lessons can be learned from recent MiFID II and EMIR case studies to ensure a smooth transition to SFTR compliance?
  • Get prepared: Build your "Compliance Checklist" and incorporate key steps, including evaluation, engagement, analysis, action and progress
  • Evaluate long-term impact: Strategic approach vs short-term tactical compliance. What are the options?
  • Assess future trends: Future-proof your operating model in light of potential challenges down the road, including multiple reporting regimes, complexities of data ownership and transparency, the role of artificial intelligence, and more

Speakers: