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Assignment of Trades (AOT) is
Too many variables that fragment the process, such as hunting for information in different systems or files and placing it in PDFs, increases the risk of errors which leads to degraded quality of information contained in documents. The lack of a standardized process makes information difficult to track, log and archive executed AOTs, which increases operational risk.
There is a more effective approach to AOTs. A single electronic platform for trade assignments would enable all participants to electronically initiate, review, accept and sign AOT requests. With a streamlined, straight-through process of AOT-related workflow, buy-side and sell-side AOTs can be processed in one place.
Mortgage-backed Securities (MBS) Trade Assignment Portal (TAP) is Broadridge's fully transparent, secure, centralized web-based utility.