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About Broadridge

Collateral Management

Collateral Management automation and optimisation solution.

  • Cross product solution centralises margin calls across different asset classes
  • Reduces counterparty and operational risk
  • Margin call automation provides exception-based approach
  • User defined workflows gives greater control to the business
  • Disputes management and regulatory reporting
  • Real time data links and processing for the mobilisation of collateral

  • Acadia
  • TriResolve
  • ISDA SIMM providers
  • Swift messaging with custody, Triparty agents and CCPs
  • MA ClearVelocity managing the centrally cleared derivatives collateral data

  • Real time views of cash and securities across asset classes
  • Liquidity management with direct links to securities financing platform
  • Forward dated position management
  • Optimising the use of securities across obligations

  • Simple UI-based, on-demand ETL & data management toolkit
  • Implemented in a few weeks

Market-leading functionality built

$7T

Fixed income and equity securities trades per day.

98%

Client revenue retention rate

What is included in Broadridge SFCM Collateral Solution:

Global Inventory and Exposure Management

  • Clearly see security and cash positions in real time at multiple levels across business lines and asset classes
  • Trade more effectively with clear views of global inventory, trading connectivity and rapid trade entry tools
  • View and manage exposures and margining workflow for securities lending, repo, exchange-traded and OTC derivatives and CCP collateral
  • Create and manage sophisticated eligibility/haircuts/concentration schedules and optimise collateral pledges and receipts

Collateral Optimisation

  • Sophisticated tools for collateral trading and optimisation,
  • Optimise collateral across Securities Lending, Repo, Bilateral OTC derivatives and ETDs
  • Manage your risk with real-time, consolidated and optimised views of global assets

Trade Life Cycle Processing

  • Deal operationally with the increase in margin calls driven by central clearing and Regulatory Non-Cleared Margin Reform
  • Process trade life cycle events including mark-to-market, margin calls, trade amendments, corporate actions, returns, collateral substitutions, disputes, etc.

Connectivity

  • Increase straight through processing through integration with a wide range of market infrastructure, electronic markets and utilities
  • Streamline tri-party collateral management with real-time interfaces and messaging
  • Enquire and report on a wide range of data to create custom reports and run automated scheduled reports that can be sent out by fax/email etc
  • Deal with the burden of regulatory reporting mandates across various collateral activities.
  • Acadia, supports automation across the different collateral functions with real time connectivity and enables daily activities to be efficiently agreed with counterparties.
  • TriResolve, configurable interfacing with portfolio reconciliation tools to help avoid disputes arising from exposures.
  • ISDA SIMM and GRID methodologies, interfacing with market leading providers to support the calculations required to mitigate counterparty exposures within the ISDA Reg IM CSA framework.
  • Swift, highly configurable messaging capabilities and supports real time connectivity when mobilising collateral whether with custody, Triparty agents, central clearing houses or exchanges.
  • MA ClearVelocity, the Broadridge product harmonises the fragmented collateral data and delivers into the collateral system to provide a global view of margin requirements across CCPs, FCMs and exchanges.

Explore Industry Specific Applications

Get in touch and see if our DLR solution is right for you.

Get in touch and see if our DLR solution is right for you.

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