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Navigating the SFTR Waterfall

The complexity involved in the unique trade identifier process means firms need to start defining an operating model for key areas of SFTR now.

UTIs - Navigating the SFTR Waterfall

Unique trade identifiers (UTI) are one of the most troublesome components of SFTR compliance, with significant potential for time consuming breaks and perhaps even regulatory fines at some point in the future. Broadridge’s Mike Lambert discusses the key challenges and practical steps to avoid costly breaks in an article for Global Investor ISF magazine.