Explore our insights by topic:
Additional Broadridge resources:
View our Contact Us page for additional information.
One of our sales representatives will email you about your submission.
Welcome back, {firstName lastName}.
Not {firstName}? Clear the form.
Want to speak with a sales representative?
Your sales rep submission has been received. One of our sales representatives will contact you soon.
Unique trade identifiers (UTI) are one of the most troublesome components of SFTR compliance, with significant potential for time consuming breaks and perhaps even regulatory fines at some point in the future. Broadridge’s Mike Lambert discusses the key challenges and practical steps to avoid costly breaks in an article for Global Investor ISF magazine.