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What Does SRD II Compliance Look Like?

Watch the third session in our SRD II webinar series on-demand to find out.

Get a practical understanding of SRD II compliance solutions.

SRD II introduces challenging rules and requirements regarding shareholder disclosure and voting processes. The impact on intermediaries servicing both retail and institutional investors will be significant.

For banks, custodians, brokers, CSDs and other intermediaries currently shaping their plans, which steps must be taken, and what technology implemented, to help them meet their compliance obligations? 

Join this webinar to see what you need to do to meet the new SRD II disclosure and voting responsibilities on time and with confidence. You’ll learn how to: 

  • Provide effective, efficient and customised proxy voting services to institutional and retail clients
  • Meet the stricter timeframes for transmitting meeting information electronically
  • Respond to shareholder identification requests accurately, securely and ‘without delay’ 

This event is the third in a series of interactive webinars to help firms prepare for SRD II. Broadridge experts showcase practical steps towards compliance and the technology available so that you’re ready. 

Become an SRD II expert and find out how to empower your team to manage its SRD II compliance strategy.


Talk to us about your SRD II obligations

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