Second Notification Icon
Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. Read more.
Close

The right insights, right now

Access the latest news, analysis and trends impacting your business.

About Broadridge

Article

SEC COVID-19 Update IC-33824


In response to the potential effects of coronavirus disease 2019 (COVID-19), the Securities and Exchange Commission (the “Commission”) issued an order (the “Original Order”) pursuant to its authority under Sections 6(c) and 38(a) of the Investment Company Act of 1940 (the “Investment Company Act” or “Act”) granting exemptions from certain provisions of that Act and the rules thereunder. The Commission has been monitoring the effects of COVID-19 and is now extending the exemptions with certain modifications in light of its current understanding of the circumstances.

Contact Us

Welcome back, {firstName lastName}.

Not {firstName}? Clear the form.