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Financial Services
Expert solutions for financial services for over five decades
Corporations
Streamline shareholder communications and management
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- Increase efficiencies in managing cash and risk
- Non-Listed Issuer
- Enhanced shareholder engagement for alternative investments
Healthcare
Improve the member and patient experience across the wellness journey
Telecom
Attract, engage and retain customers by creating dynamic experiences
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Deliver exceptional experiences across communication channels
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search-all-product
- 15(c) Board Reporting
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    - For Mutual Funds and ETF Providers
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Report

Little-Known Interval Funds See a Surge in Popularity

The quest for yield, non-correlated returns and a potential regulatory lift all point toward a burgeoning opportunity — even if the big players don’t follow.

posted July 9 2018

Download PDF

Copy Link Copied!

Jeff Tjornehoj

Director, Fiduciary & Compliance Research

Closed-end interval funds, which redeem shares four times per year, have seen assets climb 184 percent in two years. Without the liquidity constraints of other regulated structures, these funds offer retail investors access to assets and strategies otherwise impossible to reach. Largely left to small players (only three top-50 managers offer them), these funds are ripe for exploitation.

Advisors are looking for an edge. Wildly popular passive products and ETFs don’t compete in this space, which gives advisors an opportunity to add diversification and income potential.
Legislative action may blow open the doors. The recently-passed Expanding Investment Opportunities Act seeks to reduce regulatory burdens for closed-end funds and make them more liquid and competitive. As an in-between structure for investors unfamiliar with the closed-end space, interval funds will be a natural fit.

Read the Report

Broadridge, a global Fintech leader with
over $4 billion in revenues, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

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