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Navigating SRD II Compliance
Read our commissioned legal opinion by Eversheds Sutherland to understand the impact of SRD II on non-EU intermediaries.
A European regulation, the updated Shareholder Rights Directive (SRD II) will have a global impact on banks, brokers, wealth managers, investment firms, CSDs, securities services providers and asset managers. So we asked leading international law firm, Eversheds Sutherland, to outline their view on some of the key requirements set to impact intermediaries, wherever they are based.
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Broadridge, a global Fintech leader with over $4.5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives. We deliver technology-driven solutions that drive business transformation for our clients and help them get ahead of today’s challenges to capitalise on what’s next.