Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients.
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Navigating SRD II Compliance
Read our commissioned legal opinion by Eversheds Sutherland to understand the impact of SRD II on non-EU intermediaries.
A European regulation, the updated Shareholder Rights Directive (SRD II) will have a global impact on banks, brokers, wealth managers, investment firms, CSDs, securities services providers and asset managers. So we asked leading international law firm, Eversheds Sutherland, to outline their view on some of the key requirements set to impact intermediaries, wherever they are based.
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Broadridge, a global Fintech leader with over $4.5 billion in revenues, helps clients get ahead of today’s challenges to capitalise on what’s next with communications, technology, data and intelligence solutions that help transform their businesses.