Calendar & Event Registration

Register to get your AIF^® designation, attend educational webinars, learn fiduciary essentials, and more.

AIF^® training
AIFA^® training
Educational webinars
Product webinars

Accredited Investment Fiduciary (AIF^®) training

Accredited Investment Fiduciary (AIF^®) training prepares investment professionals and those managing investments on behalf of others to carry out their fiduciary responsibilities. Students who have completed training may sit for the AIF exam and become a candidate for the AIF designation.

Dates: January 20, 22, 26, 28 and 30
Time: 2:00 pm – 4:00 pm ET
Registration deadline: January 13, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Dates: February 17, 19, 23, 25 and 27
Time: 1:00 pm – 3:00 pm ET
Registration deadline: February 10, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Dates: March 17, 19, 23, 25 and 27
Time: 11:00 am – 1:00 pm ET
Registration deadline: March 10, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Dates: April 20, 22, 24, 28 and 30
Time: 2:00 pm – 4:00 pm ET
Registration deadline: April 13, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Dates: May 13, 14, 15, 18 and 20
Time: 1:00 pm – 3:00 pm ET
Registration deadline: May 6, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Dates: June 8, 10, 12, 16 and 18
Time: 11:00 am – 1:00 pm ET
Registration deadline: June 1, 2026, at 4:00 pm ET

This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF^® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.

The course includes five 2-hour sessions, for a total of 10 hours.

Prior to attending the course, participants are expected to read the Prudent Practices^® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.

After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.

Accredited Investment Fiduciary Analyst (AIFA^®) training

Exclusively offered to only active Accredited Investment Fiduciary (AIF^®) designees, training for the highly valued Accredited Investment Fiduciary Analyst (AIFA^®) designation builds upon your AIF knowledge and equips you with the expertise needed to go to new heights as an AIFA. The AIFA training course is available a few times per year. To provide you with the maximum amount of flexibility, it's offered through a combination of online, self-study work with virtual live instruction.

AIFA^® designation training prepares participants to conduct fiduciary assessments on an organization's conformance to legal and regulatory obligations associated with the fiduciary standard and professional best practices. The course consists of online pre-work, three live virtual training sessions, and a case study assessment using the CEFEX Electronic Assessment Form.

Dates: April 7, 9, and 14
Time: 12:00 pm – 2:00 pm ET
Registration deadline: March 31, 2026, at 4:00 pm ET

Educational webinars

Date: December 16, 2025
Time: 2:00 pm - 3:00 pm EST

As the retirement landscape continues to evolve, advisors and consultants face growing pressure to help plan sponsors deliver secure, sustainable income options for participants. This session explores the drivers behind in-plan retirement income solutions, including participant demand, sponsor priorities, and regulatory momentum. We’ll review the historical context, key legislative milestones such as the 2019 safe harbor from the SECURE Act, and recent advisory opinion shaping future fiduciary considerations. Finally, we’ll look ahead to emerging trends and what the future holds for retirement income strategies within defined contribution plans.

By the end of the session, attendees will be able to:

Identify the three primary forces driving the adoption of in-plan retirement income solutions.
Explain both past and present legislative and regulatory initiatives associated with retirement income.
Understand Advisory Opinion 2025-04A related to a retirement income solution.
Evaluate future trends and innovations in retirement income solutions to better advise plan sponsors and participants.

This live webinar is currently approved for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.

Date: January 22, 2026
Time: 2:00 pm - 3:00 pm EST

The new administration in DC, including the Department of Labor, is already leaving an imprint on retirement plan investing. Guidance has been issued, and in some cases rescinded, for investing in private funds, cryptocurrencies, ESG, and insured lifetime income, among other things. In addition, the fate of the Biden era fiduciary rule has been determined. The program will discuss these and other current issues affecting retirement plan investing.

By the end of the session, attendees will be able to:

Understand the most recent developments in retirement plan investing.
Know about the issues that the DOL has laid out for investing in private equity funds.
Understand the role of ESG factors in selecting investments for retirement plans.
Know when and how an adviser will be considered a fiduciary for retirement plans and IRAs.
Understand the investment and ERISA issues in managing participant accounts.

This live webinar is currently pending approval for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.

Date: January 29, 2026
Time: 2:00 PM – 3:00 PM EST

This presentation will provide an in-depth look at the recently revised fourth edition of the Prudent Practices for Investment Advisors Handbook, focusing on Step 1: Organize. We will start by reviewing our formal governance process for creating and maintaining the Prudent Practices^®, share the detailed activities that make up the first of the four-part Fiduciary Quality Management System (FQMS), and highlight what has changed with the most recent publication of the Prudent Practices^® handbook.

This session is important for both newer fiduciaries as a deep dive into understanding and implementing fiduciary principles as well as experienced professionals to stay up to date with the latest fiduciary best practices. Similar to the four Steps, this is the first of four webinars where we focus on each area of the FQMS starting with ensuring fiduciary roles and responsibilities are clearly documented and defined.

By the end of the session, attendees will be able to:

Understand the purpose of The Prudent Practices and the four steps: 1. Organize, 2. Formalize, 3. Implement, and 4. Monitor.
Be more familiar with the governance and review process in which the Practices are grounded.
Further understand the practices and criteria of Step 1: Organize.
Recognize changes to the Prudent Practices® and why those changes were made.
Be able to articulate the importance of the Practices with clients and prospects.

This live webinar is currently pending approval for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.

Register now

Live product demonstrations

Date: January 27, 2026
Time: 2:00 pm - 3:00 pm EST

Financial institutions face mounting pressure from overlapping rules—DOL PTE 20-02, Reg BI, and FINRA oversight. Failure to comply can mean regulatory scrutiny, financial penalties, and reputational risk.

That’s why the Pension Resource Institute (PRI) created RolloverAdvantage, a compliance solution that includes curated and configurable disclosures, polices/procedures, supervisor and advisor training and unlimited consulting from subject matter experts. RolloverAdvantage complements our Decision Optimizer by ensuring regulated firms and their professionals have access to end-to-end support for developing, documenting, and demonstrating compliance across all rollover and account recommendations.

In this webinar, you’ll discover how to:

Configure policies and procedures that leverage the inputs, outputs and supervisory capabilities of Decision Optimizer in a way that aligns with current regulatory requirements
Enhance and streamline your firm’s annual Retrospective Review under PTE 20-02
Reduce risk with customizable workflows, client-ready materials, and expert-backed compliance support
Future-proof your rollover and account selection protocols by leveraging into PRI’s rule monitoring capabilities and regulatory insights and Broadridge’s proven technology