Calendar & Event Registration
Register to get your AIF® designation, attend educational webinars, learn fiduciary essentials, and more.
Accredited Investment Fiduciary (AIF®) training
Dates: March 17, 19, 23, 25 and 27
Time: 11:00 am – 1:00 pm ET
Registration deadline: March 10, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Date: Saturday, April 18, 2026
Location: Tampa Mariott Water Street Hotel
Access Time: 7:30 am – 5:30 pm ET
Registration Deadline: Friday, April 3, 2026
The AIF Bootcamp follows the Capstone training format. The AIF® Capstone is a hybrid course consisting of a one day, instructor-led seminar, following the AIF® Self-paced Online training. The AIF training content details a comprehensive and defensible investment decision-making process with an emphasis on legal and regulatory obligations associated with the fiduciary standard and professional best practices. The online component is available for 180 days from date of purchase. Successful completion of AIF Training is one of the requirements for attaining AIF Credential.
Please submit this form to begin the registration process. If you are an existing client, you can self-enroll into the bootcamp by logging into your account and navigating here.
Dates: April 20, 22, 24, 28 and 30
Time: 2:00 pm – 4:00 pm ET
Registration deadline: April 13, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: May 13, 14, 15, 18 and 20
Time: 1:00 pm – 3:00 pm ET
Registration deadline: May 6, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: June 8, 10, 12, 16 and 18
Time: 11:00 am – 1:00 pm ET
Registration deadline: June 1, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Accredited Investment Fiduciary Analyst (AIFA®) training
Dates: April 7, 9, and 14
Time: 12:00 pm – 2:00 pm ET
Registration deadline: March 31, 2026, at 4:00 pm ET
AIFA® designation training prepares participants to conduct fiduciary assessments on an organization's conformance to legal and regulatory obligations associated with the fiduciary standard and professional best practices. The course consists of online pre-work, three live virtual training sessions, and a case study assessment using the CEFEX Electronic Assessment Form.
Educational webinars
Date: February 26, 2026
Time: 2:00 pm – 3:00 pm ET
As plan sponsors increasingly show interest in offering personalized retirement investment solutions1, having a clear framework to select, monitor, and benchmark managed accounts is critical. Matthew Eickman, Managing Partner at Fiduciary Law Center, and Dan Fay, Chief Distribution Officer at Stadion, will share industry insights on key considerations for managed account due diligence and highlight practical tools advisors and plan sponsors can use throughout the process.
By the end of the session, attendees will be able to:
- Understand the fiduciary and due diligence considerations for selecting and overseeing managed account solutions.
- Learn how to establish an effective framework to evaluate, monitor, and benchmark managed accounts.
- Identify practical tools and reports advisors and plan sponsors can use throughout the managed account due diligence process.
This live webinar is approved for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
Register now
Date: April 01, 2026
Time: 2:00 pm – 3:00 pm ET
This presentation will provide an in-depth look at the recently revised fourth edition of the Prudent Practices for Investment Advisors Handbook, focusing on Step 2: Formalize. We will start by reviewing our formal governance process for creating and maintaining the Prudent Practices®, share the detailed activities that ensure the four-part Fiduciary Quality Management System (FQMS) is up-to-date, and highlight what has changed with the most recent publication of the Prudent Practices® handbook.
This is the second of four 2026 webinars, where we’ll cover essential items advisors need to understand and implement in order to serve their clients. Topics include
- Identifying the investment time horizon
- Assessing the appropriate level of risk
- Review projected portfolio returns
- Ensure asset classes are consistent with time horizon, risk and return objectives and implementation and monitoring constraints
- Confirm the Investment Policy Statement (IPS) contains sufficient details
- Apply ESG factors in conformity to fiduciary obligations
This session is important for both newer fiduciaries as a deep dive into understanding and implementing fiduciary principles as well as experienced professionals to stay up to date with the latest fiduciary best practices.
This live webinar is approved for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations. This live session is also approved for one (1) credit under Ethics and Professional Responsibility for IAR CE. NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA of any of its member jurisdictions.
Date: May 7, 2026
Time: 1:00 pm – 3:00 pm ET
Price: $50.00 USD
Join us for a dynamic, live CFP® Ethics CE Program led by respected industry expert Mario Giganti, CFP®. The CFP Board–approved course, offered at a fee of $50, fulfills your two-hour Ethics Continuing Education requirement and ensures you’re up to date on the CFP Board’s new Code Ethics and Standards of Conduct, effective July 1, 2024.
By the end of this program, the participant should be equipped to:
- Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
- Describe CFP Board’s Fiduciary Duty.
- Identify Material Conflicts of Interest and How to Avoid, or 4. Fully Disclose, Obtain Informed Consent, and Manage Them.
- Understand the Duty to Report to CFP Board and the Duty to Cooperate.
- Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.
- Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice
This live session is approved for two (2) hours of Continuing Education (CE) credit for Fi360, IWI, and CFP Board designations. This live session is also approved for two (2) credits under Ethics and Professional Responsibility for IAR CE. NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.
Live product demonstrations
Date: March (TBD)
Time: 2:00 pm – 3:00 pm ET
Choosing the right target date series is one of the most critical decisions plan fiduciaries and advisors make. With target date funds representing trillions in U.S. 401(k) assets and more than 90% of plans offering them, having access to reliable data is paramount.
Join us as we unveil the new Target Date Series module in Broadridge’s Retirement Product Evaluator—the latest addition to our flexible, multi-module platform that already supports due diligence for Stable Value, In-Plan Retirement Income, and DC Managed Account Programs.
In this 30-minute session, you’ll see how the Target Date Series module helps you:
- Evaluate multiple target date series side-by-side in a dynamic, intuitive interface
- Assess 50+ independent data points sourced directly from fund managers
- Compare glidepaths, investment philosophies, and cost structures quickly and consistently
- Demonstrate a prudent, process-driven review of available target date series options with client-ready reports
- Eliminate manual data gathering and standardize target date series due diligence across your firm
Built on an unbiased, regularly updated database, the Target Date Series module supports your fiduciary governance by making it easier to research, evaluate, and document your target date series recommendations—while saving time and reducing risk.