Calendar & Event Registration
Register to get your AIF® designation, attend educational webinars, learn fiduciary essentials, and more.
Accredited Investment Fiduciary (AIF®) training
Accredited Investment Fiduciary (AIF®) training prepares investment professionals and those managing investments on behalf of others to carry out their fiduciary responsibilities. Students who have completed training may sit for the AIF exam and become a candidate for the AIF designation.
Dates: January 20, 22, 26, 28 and 30
Time: 2:00 pm – 4:00 pm ET
Registration deadline: January 13, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: February 17, 19, 23, 25 and 27
Time: 1:00 pm – 3:00 pm ET
Registration deadline: February 10, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: March 17, 19, 23, 25 and 27
Time: 11:00 am – 1:00 pm ET
Registration deadline: March 10, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Date: Saturday, April 18, 2026
Location: Tampa Mariott Water Street Hotel
Access Time: 7:30 am – 5:30 pm ET
Registration Deadline: Friday, April 3, 2026
The AIF Bootcamp follows the Capstone training format. The AIF® Capstone is a hybrid course consisting of a one day, instructor-led seminar, following the AIF® Self-paced Online training. The AIF training content details a comprehensive and defensible investment decision-making process with an emphasis on legal and regulatory obligations associated with the fiduciary standard and professional best practices. The online component is available for 180 days from date of purchase. Successful completion of AIF Training is one of the requirements for attaining AIF Credential.
Please submit this form to begin the registration process. If you are an existing client, you can self-enroll into the bootcamp by logging into your account and navigating here.
Dates: April 20, 22, 24, 28 and 30
Time: 2:00 pm – 4:00 pm ET
Registration deadline: April 13, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: May 13, 14, 15, 18 and 20
Time: 1:00 pm – 3:00 pm ET
Registration deadline: May 6, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Dates: June 8, 10, 12, 16 and 18
Time: 11:00 am – 1:00 pm ET
Registration deadline: June 1, 2026, at 4:00 pm ET
This is a live, virtual training course with a Broadridge provided instructor for participants who wish to learn about the investment fiduciary methodology. It is also a core requirement to obtain the AIF® designation. The course will be conducted online using the Webex software platform. Students are not expected to turn on their webcams.
The course includes five 2-hour sessions, for a total of 10 hours. Prior to attending the course, participants are expected to read the Prudent Practices® for Investment Advisors handbook, which will be made available to registrants through the learning management system. Students are expected to attend all live classes.
After completing the course, participants can schedule their exam using our remote proctor service, ProctorU at no additional charge.
Accredited Investment Fiduciary Analyst (AIFA®) training
Exclusively offered to only active Accredited Investment Fiduciary (AIF®) designees, training for the highly valued Accredited Investment Fiduciary Analyst (AIFA®) designation builds upon your AIF knowledge and equips you with the expertise needed to go to new heights as an AIFA. The AIFA training course is available a few times per year. To provide you with the maximum amount of flexibility, it's offered through a combination of online, self-study work with virtual live instruction.
Dates: April 7, 9, and 14
Time: 12:00 pm – 2:00 pm ET
Registration deadline: March 31, 2026, at 4:00 pm ET
AIFA® designation training prepares participants to conduct fiduciary assessments on an organization's conformance to legal and regulatory obligations associated with the fiduciary standard and professional best practices. The course consists of online pre-work, three live virtual training sessions, and a case study assessment using the CEFEX Electronic Assessment Form.
Educational webinars
Date: January 22, 2026
Time: 2:00 pm - 3:00 pm ET
The new administration in DC, including the Department of Labor, is already leaving an imprint on retirement plan investing. Guidance has been issued, and in some cases rescinded, for investing in private funds, cryptocurrencies, ESG, and insured lifetime income, among other things. In addition, the fate of the Biden era fiduciary rule has been determined. The program will discuss these and other current issues affecting retirement plan investing.
By the end of the session, attendees will be able to:
- Understand the most recent developments in retirement plan investing.
- Know about the issues that the DOL has laid out for investing in private equity funds.
- Understand the role of ESG factors in selecting investments for retirement plans.
- Know when and how an adviser will be considered a fiduciary for retirement plans and IRAs.
- Understand the investment and ERISA issues in managing participant accounts.
This live webinar is currently pending approval for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
Date: January 29, 2026
Time: 2:00 pm – 3:00 pm ET
This presentation will provide an in-depth look at the recently revised fourth edition of the Prudent Practices for Investment Advisors Handbook, focusing on Step 1: Organize. We will start by reviewing our formal governance process for creating and maintaining the Prudent Practices®, share the detailed activities that make up the first of the four-part Fiduciary Quality Management System (FQMS), and highlight what has changed with the most recent publication of the Prudent Practices® handbook.
This session is important for both newer fiduciaries as a deep dive into understanding and implementing fiduciary principles as well as experienced professionals to stay up to date with the latest fiduciary best practices. Similar to the four Steps, this is the first of four webinars where we focus on each area of the FQMS starting with ensuring fiduciary roles and responsibilities are clearly documented and defined.
By the end of the session, attendees will be able to:
- Understand the purpose of The Prudent Practices and the four steps: 1. Organize, 2. Formalize, 3. Implement, and 4. Monitor.
- Be more familiar with the governance and review process in which the Practices are grounded.
- Further understand the practices and criteria of Step 1: Organize.
- Recognize changes to the Prudent Practices® and why those changes were made.
- Be able to articulate the importance of the Practices with clients and prospects.
This live webinar is currently pending approval for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
Register now
Date: February 5, 2026
Time: 2:00 pm – 3:00 pm ET
“In reviewing advisers’ compliance policies and procedures, including those addressing advisers’ adherence to fiduciary principles, the [SEC] continues to broadly focus on whether the policies and procedures address compliance with the Investment Advisers Act of 1940 and the rules thereunder and are reasonably designed to address conflicts of interest, in light of a firm’s particular operations, and to prevent advisers from placing their interests ahead of clients’ interests. Areas on which examinations may focus include: (1) whether the policies and procedures are implemented and enforced; and (2) whether disclosures address fee-related conflicts, with a focus on conflicts that arise from account and product compensations structures.”
This quote from the SEC’s 2026 Exam Priorities states they will focus on policies and procedures that address adviser’s adherence to fiduciary principles. This seminar will provide details on which policies and procedures are likely to be in scope, what are some common issues that have led to trouble for advisers, and what to do to prepare your firm before such an examination takes place. The speakers will provide expert advice on:
- Which policies and procedures does the SEC statement refer to?
- What are the enforcement cases of note that demonstrate how failures in these areas can be painful?
- What can advisers do to prepare their compliance programs to make sure these policies and procedures are implemented and effective?
This live webinar is approved for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
Register now
Date: February 26, 2026
Time: 2:00 pm – 3:00 pm ET
As plan sponsors increasingly show interest in offering personalized retirement investment solutions1, having a clear framework to select, monitor, and benchmark managed accounts is critical. Matthew Eickman, Managing Partner at Fiduciary Law Center, and Dan Fay, Chief Distribution Officer at Stadion, will share industry insights on key considerations for managed account due diligence and highlight practical tools advisors and plan sponsors can use throughout the process.
By the end of the session, attendees will be able to:
- Understand the fiduciary and due diligence considerations for selecting and overseeing managed account solutions.
- Learn how to establish an effective framework to evaluate, monitor, and benchmark managed accounts.
- Identify practical tools and reports advisors and plan sponsors can use throughout the managed account due diligence process.
This live webinar is approved for one (1) hour of Continuing Education (CE) credit for Fi360, CFP Board, and IWI Designations.
Register now
Live product demonstrations
Date: January 27, 2026
Time: 2:00 pm – 3:00 pm ET
Financial institutions face mounting pressure from overlapping rules—DOL PTE 20-02, Reg BI, and FINRA oversight. Failure to comply can mean regulatory scrutiny, financial penalties, and reputational risk.
That’s why the Pension Resource Institute (PRI) created RolloverAdvantage, a compliance solution that includes curated and configurable disclosures, polices/procedures, supervisor and advisor training and unlimited consulting from subject matter experts. RolloverAdvantage complements our Decision Optimizer by ensuring regulated firms and their professionals have access to end-to-end support for developing, documenting, and demonstrating compliance across all rollover and account recommendations.
In this webinar, you’ll discover how to:
- Configure policies and procedures that leverage the inputs, outputs and supervisory capabilities of Decision Optimizer in a way that aligns with current regulatory requirements
- Enhance and streamline your firm’s annual Retrospective Review under PTE 20-02
- Reduce risk with customizable workflows, client-ready materials, and expert-backed compliance support
- Future-proof your rollover and account selection protocols by leveraging into PRI’s rule monitoring capabilities and regulatory insights and Broadridge’s proven technology
Date: February 24, 2026
Time: 2:00 pm – 3:00 pm ET
Choosing the right target date series is one of the most critical decisions plan fiduciaries and advisors make. With target date funds representing trillions in U.S. 401(k) assets and more than 90% of plans offering them, having access to reliable data is paramount.
Join us as we unveil the new Target Date Series module in Broadridge’s Retirement Product Evaluator—the latest addition to our flexible, multi-module platform that already supports due diligence for Stable Value, In-Plan Retirement Income, and DC Managed Account Programs.
In this 30-minute session, you’ll see how the Target Date Series module helps you:
- Evaluate multiple target date series side-by-side in a dynamic, intuitive interface
- Assess 50+ independent data points sourced directly from fund managers
- Compare glidepaths, investment philosophies, and cost structures quickly and consistently
- Demonstrate a prudent, process-driven review of available target date series options with client-ready reports
- Eliminate manual data gathering and standardize target date series due diligence across your firm
Built on an unbiased, regularly updated database, the Target Date Series module supports your fiduciary governance by making it easier to research, evaluate, and document your target date series recommendations—while saving time and reducing risk.