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Global Securities Class Action Services

Maximize recoveries of global securities class action cases worldwide

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Analyze and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes help mutual funds and ETF providers reduce risk, improve the investor experience and increase filing participation.

Reduce risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification to help enhance and simplify portfolio management.

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World-Class Filing Standards
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Unparalleled Technology
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Complete Data Security
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Notification and Mailing Services
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Reduced Risks
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Real-Time Reports
Graphic: Broadridge offers end-to-end global securities class action services for mutual funds and ETF providers, including data, research, calculation, filing, reporting and payment.
Graphic: Broadridge notification and mailing service for mutual funds and ETF providers reduces risk, improves the customer experience, protects customer data and integrates with existing systems.

Put your investors first

Ensure investor satisfaction and improved customer experience by allowing Broadridge to handle all aspects of class actions, from case research and filing to proof of claim processing.

Improve the Investor Experience with Global Class Action Services

Market-Leading Infrastructure and Technology

  • Ability to uncover and analyze the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
  • Complete coverage from a continuously growing list of over 600 data sources
  • Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
  • Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates
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How We Can Help

Benefit from unsurpassed experience and expertise

25
Years of working with plaintiffs’ law firms, litigation firms and claims administrators.
>600
Notification sources worldwide ensures global coverage.
About Our Global Class Action Services
Resource

About Our Global Class Action Services

As securities class actions become an increasing area of focus and opportunity for investors, the financial community must be able to claim these recoveries and enable investors to take advantage of the billions of dollars in settlements that go unclaimed each year.
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February 2018
The Class Action Case Files: August 2020
Resource
The Class Action Case Files: August 2020
Complex Class Action Cases: By the Numbers
Infographic
Complex Class Action Cases: By the Numbers
Global Class Action Annual Report
Report
Global Class Action Annual Report
Global Class Action Insights
Resource
Global Class Action Insights
Securities Class Action Lawsuits are Booming, so Why are Billions of Dollars Left Behind?
Article
Securities Class Action Lawsuits are Booming, so Why are Billions of Dollars Left Behind?
The Class Action Case Files: June 2020
Report
The Class Action Case Files: June 2020
The Class Action Case Files: May 2020
Report
The Class Action Case Files: May 2020
New Enhancements: ReorgAction.com
Fact Sheet
New Enhancements: ReorgAction.com
Don’t Settle — Choose a Partner You Can Trust
Article
Don’t Settle — Choose a Partner You Can Trust
Digital Class Action Notifications
Fact Sheet
Digital Class Action Notifications
Recent Insights from the Wealth Industry
Resource
Recent Insights from the Wealth Industry
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Mutals Funds and ETF Providers

Enhance and simplify portfolio management

Streamline key portfolio management processes—including trading, data management and reporting—with our fully integrated, comprehensive investment operations platform.

Data Management, Analytics and Reporting
Portfolio and Order Management
Reconciliation
Reference Data Management
Global Securities Class Action Services
Portfolio Securities Voting
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