Amid this period of unprecedented change, with the potential for further market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

Global Securities Class Action Services

Maximize recoveries of global securities class action cases worldwide

Client Login

Analyze and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes for institutional investors enables you to manage operational risk, improve the investor experience and increase global securities class action filing participation.

Reduce operational risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your asset management business.

World-Class Filing Standards

Unparalleled Technology

Complete Data Security

Notification and Mailing Services

Reduced Risks

Real-Time Reports

Put your customers first

Ensure investors' satisfaction and improved customer experience by allowing Broadridge to handle all aspects of Class Actions, from case research and filing to claim payment distribution.

Improve the Investor Experience with Global Class Action Services

Market-Leading Infrastructure and Technology

Ability to uncover and analyze the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
Complete coverage from a continuously growing list of over 600 data sources

Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates

Show Product Specifications

How We Can Help

Benefit from unsurpassed experience and expertise

Years of working with plaintiffs’ law firms, litigation firms and claims administrators.

>600

Notification sources worldwide ensures global coverage.

Resource

About Our Global Class Action Services

As securities class actions become an increasing area of focus and opportunity for investors, the financial community must be able to claim these recoveries and enable investors to take advantage of the billions of dollars in settlements that go unclaimed each year.

February 2018

eBook

Maximize Recoveries and Minimize Risk—Worldwide

Report

The Class Action Case Files: LIBOR Bondholders Settlement

Article

European Union has Spoken: Collective Actions are Important for Society

Report

The Class Action Case Files: Wirecard AG

Report

The Class Action Case Files: In re SSA Bonds Antitrust Litigation

Article

Securities Class Actions Are Surging and Getting More Complex: Here's What You Need to Know

Infographic

Complex Class Action Cases: By the Numbers

Report

Global Class Action Annual Report

Resource

Global Class Action Insights

Article

Securities Class Action Lawsuits are Booming, so Why are Billions of Dollars Left Behind?

Report

The Class Action Case Files: USD LIBOR Eurodollar Futures Settlement

Report

The Class Action Case Files: Namaste Technologies, Inc.

Article

Don’t Settle — Choose a Partner You Can Trust

Fact Sheet

Digital Class Action Notifications

Resource

Recent Insights from the Wealth Industry

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

REQUEST INFORMATION

22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Direct Marketing

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Expense Management business process outsourcing

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing