Global Securities Class Action Services

Maximize recoveries of global securities class action cases worldwide

Analyze and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes for institutional investors enables you to manage operational risk, improve the investor experience and increase global securities class action filing participation.

Reduce operational risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your asset management business.

World-Class Filing Standards

Unparalleled Technology

Complete Data Security

Notification and Mailing Services

Reduced Risks

Real-Time Reports

Graphic: Broadridge offers end-to-end global securities class action services for institutional investors, including data, research, calculation, filing, reporting and payment

Graphic: Broadridge notification and mailing service for institutional investors reduces risk, improves the customer experience, protects customer data and integrates with existing systems

Put your customers first

Ensure investors' satisfaction and improved customer experience by allowing Broadridge to handle all aspects of Class Actions, from case research and filing to claim payment distribution.

Improve the Investor Experience with Global Securities Class Action Services

Market-Leading Infrastructure and Technology

Ability to uncover and analyze the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
Complete coverage from a continuously growing list of over 600 data sources

Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates

Show Product Specifications

How We Can Help

Benefit from unsurpassed experience and expertise

Years of working with plaintiffs’ law firms, litigation firms and claims administrators.

>600

Notification sources worldwide ensures global coverage.

Photo: Telecom sales rep meets with a new customer, demonstrating electronic communications capabilities

Let’s talk about
what’s next for you

Our representatives and specialists are ready with the solutions you need to advance your business.

REQUEST INFORMATION

Want to see services available in Canada?

Want to see services available in Germany?

Want to see services available in EMEA / APAC?

Want to see services available in Japan?

22c-2 Compliance22c-2 Compliance

Advisor Resource CenterAdvisor Resource Center

Advisor WebsitesAdvisor Websites

Asset ServicingAsset Servicing

Bank Debt and Loan TradingBank Debt and Loan Trading

Beneficial Proxy ServicesBeneficial Proxy Services

Billing and Expense ManagementBilling and Expense Management

Cash ManagementCash Management

Collateral ManagementCollateral Management

Compliance and Regulatory Accounting Managed ServicesCompliance and Regulatory Accounting Managed Services

ConnectivityConnectivity

Consumer Preference and Profile ManagementConsumer Preference and Profile Management

Continuing EducationContinuing Education

Credit and Market RiskCredit and Market Risk

Data Management and ArchivalData Management and Archival

Data Management, Analytics and ReportingData Management, Analytics and Reporting

Derivatives Trade ProcessingDerivatives Trade Processing

Digital DeliveryDigital Delivery

Digital Experience ManagementDigital Experience Management

Direct MarketingDirect Marketing

Document CompositionDocument Composition

Equity Trade ProcessingEquity Trade Processing

Expense Management and Fee ValidationExpense Management and Fee Validation

Expense Management Managed ServicesExpense Management Managed Services

Fixed Income Trade ProcessingFixed Income Trade Processing

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Post Trade ManagementGlobal Post Trade Management

Global Securities Class Action ServicesGlobal Securities Class Action Services

Global SWIFT ServicesGlobal SWIFT Services

Intelligent ProspectingIntelligent Prospecting

Intraday Risk MonitoringIntraday Risk Monitoring

Investment AccountingInvestment Accounting

Local Business ListingsLocal Business Listings

Managed Reference Data ServiceManaged Reference Data Service

Managed Services, Hosting and IntegrationManaged Services, Hosting and Integration

Mobile AppMobile App

NewslettersNewsletters

Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

Performance Dashboards and Operational ReportsPerformance Dashboards and Operational Reports

Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance

Post Trade Processing Managed ServicesPost Trade Processing Managed Services

Pricing and ValuationPricing and Valuation

Print Delivery and Postal OptimizationPrint Delivery and Postal Optimization

Print MarketingPrint Marketing

Professional ServicesProfessional Services

Proxy ServicesProxy Services

Rapid OnboardingRapid Onboarding

ReconciliationReconciliation

Reconciliation Managed ServicesReconciliation Managed Services

Reference Data ManagementReference Data Management

Regulatory CommunicationsRegulatory Communications

Revenue Management and Fee BillingRevenue Management and Fee Billing

Sales and Asset ReportingSales and Asset Reporting

Securities FinanceSecurities Finance

SeminarsSeminars

Sponsored Name PlacementSponsored Name Placement

Tax ServicesTax Services

Wealth Insight ServicesWealth Insight Services

How can we help?

Become a Broadridge partner

Thank You

Talk to us

Thank You

Get client support

Thank You

Global Securities Class Action Services

Maximize recoveries of global securities class action cases worldwide

Reduce operational risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your asset management business.

Put your customers first

Ensure investors' satisfaction and improved customer experience by allowing Broadridge to handle all aspects of Class Actions, from case research and filing to claim payment distribution.

Notification and Mailing Service

Broadridge can reach all impacted investors by distributing a custom branded notice via print or digital forms.

Let’s talk about
what’s next for you