Global Securities Class Action Services

Maximize recoveries of global securities class action cases worldwide

Analyze and match all investment positions to identify recovery opportunities for each security relevant to every case and subsequent investor. Broadridge's proprietary technology and processes for institutional investors enables you to manage operational risk, improve the investor experience and increase global securities class action filing participation.

Reduce operational risk and simplify your processes

Select a flexible service model and task Broadridge with research, filing, claim payment distribution and notification so you can stay focused on your asset management business.

World-Class Filing Standards

Unparalleled Technology

Complete Data Security

Notification and Mailing Services

Reduced Risks

Real-Time Reports

Graphic: Broadridge offers end-to-end global securities class action services for institutional investors, including data, research, calculation, filing, reporting and payment

Graphic: Broadridge notification and mailing service for institutional investors reduces risk, improves the customer experience, protects customer data and integrates with existing systems

Put your customers first

Ensure investors' satisfaction and improved customer experience by allowing Broadridge to handle all aspects of Class Actions, from case research and filing to claim payment distribution.

Improve the Investor Experience with Global Securities Class Action Services

Market-Leading Infrastructure and Technology

Ability to uncover and analyze the best litigation mechanism: standard U.S. settled, opt-out, non-U.S. opt-in, foundation and direct or group action
Complete coverage from a continuously growing list of over 600 data sources

Intuitive online user portal with comprehensive, secure access to daily update alerts and transparent monitoring of securities class actions progress
Robust reporting on current and historic activity, claim status, recovery amounts and distribution dates

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How We Can Help

Benefit from unsurpassed experience and expertise

Years of working with plaintiffs’ law firms, litigation firms and claims administrators.

>600

Notification sources worldwide ensures global coverage.

Resource

About Our Global Securities Class Action Services

As securities class actions become an increasing area of focus and opportunity for investors, the financial community must be able to claim these recoveries and enable investors to take advantage of the billions of dollars in settlements that go unclaimed each year.

February 2018

Fact Sheet

Digital Class Action Notifications

Resource

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