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Given the enormous complexity of rewriting how the U.S. equities and options markets will report trade and order-related events to the Consolidated Audit Trail (CAT), the latest proposal of a phased implementation approach is a welcome change for broker-dealers. Under the new master plan, the U.S. cash equities markets can expect to start industry testing order events in August 2019. The time to prepare is now!
During this webinar we discussed: