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Amid this period of unprecedented change, with the potential for further market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.
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Webinar

Webinar: SEC Rule 30e-3 and Proposed Fund Disclosure Rules

Strategies for Implementation


Watch this on demand webinar to learn strategies for implementation of the SEC's Rule 30e-3 in advance of the initial January 1, 2021 implementation date.

This webinar will also cover the latest proposed rulemaking from the SEC including:

  • Tailored Shareholder Reports
  • Treatment of Annual Prospectus Updates for Existing Investors
  • Improved Fee Risk Disclosure for Mutual Funds and Exchange-Traded Funds (ETFs)
  • Fee Information in Investment Company Advertisement

Please register to watch this on demand replay.

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