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Rule 30e-3: Best Practices for Notice, Access & E-Delivery

Webinar with NICSA discussing key aspects and required action items related to the 30e-3 ruling.

Rule 30e-3: Best Practices for Notice, Access & E-Delivery

On June 4, 2018, the U.S. Securities and Exchange Commission (SEC) voted to pass Rule 30e-3 under the Investment Company Act, which provides fund companies with the option of making shareholder reports available over the internet.

To help you plan for and manage through this change, Broadridge is pleased to offer an upcoming webinar with NICSA as part of their #WebinarWednesday series. 

Mary Corcoran, Senior Vice President, Invesco 

Jay Herold, VP and Senior Counsel, MFS 
Naadia Burrows, VP, Head of Mutual Fund Regulatory Communication Business, Broadridge 
Philip Kolb, Managing Director, Head of Product Operations and Account Services, Morgan Stanley 

Broadridge is creating a comprehensive preference collection solution to capture shareholder preferences for full paper reports during the extended transition period starting Jan 1, 2019. This solution can be used by both, broker-dealers and funds for beneficial and direct-held shareholders, respectively. 

Sign up for the webinar on November 28th at 2pm EST.