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Financial Services
Expert solutions for financial services for over five decades
- Asset Management Learn More
  Institutional Investors
  Mutual Funds and ETF Providers
  Retirement Services Providers
  Global Investment Managers
  Alternative Managers
  - Manage risk and optimize operational efficiency
  - Enhance and simplify portfolio management
  Fund Administrators and Prime Brokers
  - Adapt to growing investment complexity and regulatory burden
  - Support operational control and scalability
- Capital Markets Learn More
- Consumer Finance Learn More
- Insurance Learn More
- Retail Banking Learn More
- Wealth Management Learn More
  Wealth Management Firms
  Individual Advisor Solutions
  - Build your practice
  Retirement Services Providers
  Trust Services Providers
  - Optimize business operations
Corporations
Streamline shareholder communications and management
- Corporate Treasury
- Increase efficiencies in managing cash and risk
Healthcare
Improve member experiences with enhanced communication solutions
Telecom
Attract, engage and retain customers by creating dynamic experiences
Utilities
Deliver exceptional experiences across communication channels
All Products
Transform your business with communications, technology, data and analytics solutions
search-all-product
- 15(c) Board Reporting
- - 22c-2 Compliance22c-2 Compliance
    - For Mutual Funds and ETF Providers
    - For Retirement Services Providers
- Advisor Compensation
- Advisor Desktop Solutions
- - Advisor Resource CenterAdvisor Resource Center
- Advisor Targeting
- - Advisor WebsitesAdvisor Websites
    - For Individual Advisor Solutions
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    - For Wealth Management Firms
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    - For Wealth Management Firms
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    - For Wealth Management Firms
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    - For Wealth Management Firms
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- Corporate Action Services
- Corporate Trade Confirmation Service
- - Credit and Market RiskCredit and Market Risk
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- Data Management Analytics and Reporting
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- - Derivatives Trade ProcessingDerivatives Trade Processing
    - For Capital Markets
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    - For Global Investment Managers
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- Fee Billing
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- Global Tax Reclaim and State Tax Reporting
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    - For Individual Advisor Solutions
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- Interactive Online Document Management
- Intermediary Fee Management
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    - For Alternative Managers
    - For Global Investment Managers
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- Investor and Advisor Mailbox
- IPO Services
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    - For Individual Advisor Solutions
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Video

The RIA Channel - A Roadmap for Driving Growth

Recognizing the rise in the RIA channel could be key to building more targeted sales and marketing strategies.

posted June 13 2014

Copy Link Copied!

In its unique industry position, Broadridge tracks and analyzes asset flow information, enabling it to uncover trends in third-party distribution of long-term mutual funds and ETFs. In this video, you will learn more about how the RIA channel is on the rise, and how analyzing distribution data is becoming a critical advantage in helping investment product manufacturers better understand the composition of their client base, geographic spread, and product trends - and how they are using that information to sharpen their sales and marketing strategies.

Broadridge, a global fintech leader with
$4 billion in revenue, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

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Continuing EducationContinuing Education

Credit and Market RiskCredit and Market Risk

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Data Management, Analytics and ReportingData Management, Analytics and Reporting

Derivatives Trade ProcessingDerivatives Trade Processing

Digital DeliveryDigital Delivery

Digital Experience ManagementDigital Experience Management

Direct MarketingDirect Marketing

Document CompositionDocument Composition

Equity Trade ProcessingEquity Trade Processing

Expense Management and Fee ValidationExpense Management and Fee Validation

Expense Management Managed ServicesExpense Management Managed Services

Fixed Income Trade ProcessingFixed Income Trade Processing

Foreign Exchange Trade ProcessingForeign Exchange Trade Processing

Global Post Trade ManagementGlobal Post Trade Management

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Global SWIFT ServicesGlobal SWIFT Services

Intelligent ProspectingIntelligent Prospecting

Intraday Risk MonitoringIntraday Risk Monitoring

Investment AccountingInvestment Accounting

Local Business ListingsLocal Business Listings

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Mobile AppMobile App

NewslettersNewsletters

Operational Risk ManagementOperational Risk Management

Performance and AttributionPerformance and Attribution

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Portfolio and Order ManagementPortfolio and Order Management

Portfolio Securities VotingPortfolio Securities Voting

Post Trade and Regulatory CompliancePost Trade and Regulatory Compliance

Post Trade Processing Managed ServicesPost Trade Processing Managed Services

Pricing and ValuationPricing and Valuation

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Print MarketingPrint Marketing

Professional ServicesProfessional Services

Proxy ServicesProxy Services

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The RIA Channel - A Roadmap for Driving Growth

Recognizing the rise in the RIA channel could be key to building more targeted sales and marketing strategies.