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Regulatory Communications Platform

Helping mutual funds accelerate the transition from print to digital, simplify compliance and improve engagement.

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SEC rules to modernize disclosures reflect today’s rising expectations—and firms are taking steps to inform, engage and meet investors where they are.

Broadridge enhances the investor experience with industry-wide solutions that simplify compliance and improve engagement.

Through ongoing investment and digital innovation, we help mutual funds accelerate the transition from print to digital, so they can capitalize on rules like 30e3.

The Regulatory Communication platform supports the full life cycle of fund data, mutual fund prospectuses and financial reports. Our economies of scale and advanced technology reduce the cost of print, postage and electronic delivery—whether positions are held directly with a mutual fund complex or through a financial intermediary.

Now you can turn regulatory communications into compelling mobile-friendly experiences that are visually appealing, easy to navigate and simple to understand.

Broadridge transforms the industry with digital connections, so you can cut costs, drive engagement and enhance your brand.

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Firms are facing rising expectations to modernize disclosures — and when it comes to regulatory communications, there is no room for error.

We can help. Broadridge enhances the investor experience with industry-wide solutions that simplify regulatory communications and compliance and meet investors where they are. Whether you need a point solution or an end-to-end platform or a managed service, our Regulatory Communications Platform helps deliver accurate, timely communications to investors, channel partners and regulators.

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