About Broadridge

Additional Broadridge resources:

View our Contact Us page for additional information.


DOL Conflict of Interest Rule: Communications, Data and Ongoing Compliance

Compliance change doesn’t have to be overwhelming. Discover how to turn DOL Fiduciary Rule requirements into a differentiator for your firm.

The biggest change in financial services regulatory history is finally here. Now what? Corey Fiedler (Senior Director, Regulatory Data & Communications) and Tim Slavin (Senior Vice President, Retirement Services) from Broadridge Financial Solutions talk about what they’re hearing from clients and share insights on how to turn regulatory change into a key marketing touch point. Discover how to turn communications, data and ongoing compliance into differentiators for your firm.