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Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

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Broadridge Smart Solutions for Reg BI

Address Form CRS and Reg BI Obligations with confidence.

Step up to the new standard of care for firms and their broker-dealers and registered representatives. With unique industry perspective, hands-on expertise and powerful, purpose-built modular solutions, Broadridge makes it easy to check the boxes on all your Regulation Best Interest (Reg BI) and Form CRS obligations.

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