Statement Regarding Coronavirus (COVID-19)

Broadridge continues to closely monitor the coronavirus (COVID-19) outbreak and has activated our global preparedness program. The well-being of our associates and our ability to fulfill client service commitments are our highest priorities.

Broadridge is operational around the globe. Our operations are resilient and tested. At this time, we do not anticipate any scenarios that could significantly impact critical client operations in large part because our data centers are built with redundancy and can operate and be managed remotely from numerous geographic locations. With operations and technology redundancy across regions, Broadridge generally has the ability to shift critical services to multiple geographic locations in the event of significant business disruption.

Clients

Broadridge operates with a continued focus on business continuity to deliver uninterrupted service to our clients around the globe, under any conditions. We have taken great care to respond to this global health crisis and are confident in our ability to support our clients through these unprecedented times. From handling record trading volume spikes to helping corporations carry on with their annual general meetings via our virtual shareholder meeting tool, our scalability, technology and geographic diversity position us to efficiently and effectively continue to support your business.

Associates

All Broadridge associates in affected areas are being encouraged to work remotely to minimize the risk of exposure. We have enacted travel restrictions as well as a 14-day quarantine period for associates who have potentially been exposed to the virus or who have traveled (or reside with someone who has traveled) in one of the high-risk regions. Broadridge has also provided additional guidance to all our associates which includes:

• Remote work/work from home
• Altered/staggered office hours
• Temporary restrictions on visitors or face-to-face meetings
• Enhanced sanitization

Broadridge will continue to monitor the situation closely and coordinate responses based on local needs and risk.