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Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs). Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list.
Broadridge now provides an electronic list of all NOBOs for a given record date via our online portals. The record date of the request must be at least two or more business days in the future from the date you submit your request, unless there is a current proxy campaign. It will take an additional five business days from the record date for you to receive your list.
(Note: If you’re having problems viewing the request form in your browser, right-click the button above and save the file to your desktop. Once downloaded, double-click to open the file on your desktop. A CD-ROM may still be provided in certain circumstances.)