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Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs). Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list.
Broadridge can provide a list of all NOBOs for a given record date on a CD-ROM. The record date of the request must be at least two or more business days in the future from the date you e-mail or fax your request. It will take an additional five business days from the record date for you to receive your list.
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