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About Broadridge


NOBO List Requests

Receive a list of all Non-Objecting Beneficial Owners (NOBOs) for a given
record date electronically.

Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs). Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list.

Broadridge now provides an electronic list of all NOBOs for a given record date via our online portals. The record date of the request must be at least two or more business days in the future from the date you submit your request, unless there is a current proxy campaign. It will take an additional five business days from the record date for you to receive your list.

Download instructions:

  • Right-click on the Download NOBO Form link below
  • Click save link as on the menu (Download linked file as on Safari)
  • Select a location on your computer where you want the form saved
  • Once downloaded, do not open the file inside the browser
  • Close your browser and find the file on your desktop
  • Launch the file using your PDF viewer

Download NOBO Form

For additional assistance, contact our support team via email.