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About Broadridge

Futures & Options Trading
Like Never Before

Powerful new tools for a rapidly growing marketplace.

Experience the benefits of a single partner providing multi-asset
class opportunities with innovative technology to boost efficiency,
streamline processes, and cut costs.

Trade Without Complexity

Our modular technology, the expertise of our team, and the strength of our underlying network can help streamline the entire trade lifecycle, saving you time, reducing costs, and supercharging your global trading efforts.

Unparalleled Flexibility

Customization enables simple integration with 3rd-party or in-house tools and allows institutions to mix and match services to suit their needs.

A Single, Strategic Partner

Our commitment to customer success, constant innovation, and complete security extends to all our offerings. Clients can trade efficiently, adapt to any market shifts or regulatory changes, and access greater opportunities.

Futures & Options capabilities that create an advantage

Multi-asset OMS with automated workflows

Fueling innovation and efficiency in multi-asset sell-side trading.

With support for high- and low-touch workflows, powerful tools for compliance and middle office, a flexible architecture and a global footprint, there’s virtually no limit to what you can do with our technology.

Our OMS enables you to transform your business from front to back.

Learn more about the OMS

Flexible, customizable and open execution solutions

Leverage integrated, customized and 3rd party execution tools.

Flexibility is provided allowing you to use off-the-shelf execution tools, customized solutions to add your own IP, or to integrate with 3rd party solutions with open integration via a normalized ROE.

  • Delivered via a distributed and modular SaaS architecture
  • Co-location options and coverage of high- and low-touch workflows
  • Choice of how and where to execute is provided, while still having the ability to centrally manage your global trading activities

Centralized solution across asset classes and regions

A front-and-back-office agnostic SaaS solution enabling firms to achieve operational and cost efficiency.

By automating and simplifying street and client middle-office workflows, you can focus on exception management, reducing complexity, and eliminating the gaps between trading, clearing and reporting.

Learn more about the Middle Office

Control and monitor trading activity

Full suite of pre-trade risk management tools to centralize the monitoring and management of execution risk and comply with internal and regulatory obligations.

  • Wide range of risk validation checks, rules and controls with a high degree of flexibility to configure as business needs arise
  • Hierarchical granular risk rules, with an inheritance model allowing for streamlined configuration
  • Robust API allowing for open, bidirectional integration with internal and 3rd party systems
  • Monitoring and auditing tools to track changes with reporting capability to fulfil regulatory compliance obligations

Global, fully integrated market data service

Distribution of normalized, real-time market data and reference data

  • Entitlements system for authorization
  • Exchange reporting of data usage
  • Exchange fee billing
  • Ability to map 3rd party symbology (e.g. internal security identifiers)
  • Provided in partnership with a “Vendor of Record” provider
  • Vendor of Record agreements with all exchanges

Committed to innovation

From expanded analytics to AI integration, future updates will continue to improve upon our modular system design. We remain committed to better understanding the needs of our clients as they grow and evolving the product to serve them.

Packed with relevant and applicable findings, our 2022 report offers a detailed look at how consumers define a positive customer experience and what they want from communications.

Discover how you can deliver more personalized communications, increase engagement across print and digital channels, and transform your customer experience.

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