Benefits of a Unified Platform, by User

A single platform doesn’t mean a one-size-fits-all approach. Instead, it offers modular and standardized event and transaction processing across capital markets, global custody, asset management, and wealth management, while providing customized views for different teams. This means:

• Harmonized workflows that ensure consistency across business lines and jurisdictions
• Role-specific dashboards that surface relevant insights for each user
• Real-time transparency for informed decision-making without manual effort

Here are some of the top ways in which a single Asset Servicing platform transforms key stakeholders’ experiences:

1. Executive Managers: Smarter Strategic Planning

• Holistic Risk Visibility: A unified view of asset servicing events, corporate actions and entitlements across the enterprise allows for proactive risk management and issue resolution.
• Operational Cost and Resource Optimization: Automated workflows and straight-through processing reduce manual interventions, lowering operational expenses.
• Real-Time Exception Handling: Machine learning-driven anomaly detection helps isolate key risk events and bottlenecks for faster resolution.

Executive managers gain tremendous value from a single platform that covers the full Asset Servicing lifecycle, both in the daily management of teams and processes and in the long term. A modular platform with one integration point and a single source of truth simplifies initial onboarding as well as the pathway for scaling over time.

Business leaders can choose their highest-priority point of entry from a comprehensive range of API-enabled modules, including corporate actions, tax reporting, or proxy voting, and integrate additional components over time in a turnkey integration journey. As more components are integrated, each solution adds to the enterprise dataset, driving ever-greater transparency and efficiency.

2. Operations Teams: Efficiency and Compliance Simplified

• Streamlined Workflows: Standardized processes reduce reconciliation challenges and eliminate redundant tasks.
• Automated Regulatory Compliance: Built-in compliance checks ensure seamless adherence to global market regulations.
• Audit-Ready Transparency: Full data lineage and logging enhance operational oversight and reduce compliance burdens.

Operations teams can manage their workflows and compliance requirements much more easily with the comprehensive views and automation of our single platform and interface. A unified platform eliminates the need for complex data exchanges and manual reconciliations between siloed systems, and reduces operational friction and risk. Ultimately, operational costs are reduced through the platform’s automation and streamlined workflows, freeing up more resources for differentiating functions.

3. Advisors and Traders: Enhanced Client Engagement

• Real-Time Transparency: Advisors gain visibility into corporate action events, allowing for informed decision-making and improved client engagement.
• Proactive Investor Notifications: Automated alerts ensure clients receive timely election options, increasing participation rates.
• Seamless Investor Experience: A centralized communications portal simplifies investor interactions and document management.

Advisors and traders managing end-investor relationships with a single platform are empowered to build greater trust with their clients, through real-time transparency, data-driven insights, and user-friendly experiences. Our state-of-the-art experience with modern design creates positive impressions, helps deepen relationships, and enables advisors to more easily demonstrate their proactive guidance.

Benefits of a Unified Platform, by Function

An expansive perspective on Asset Servicing functions should extend far beyond corporate actions and income to encompass tax and performance reporting, cost basis, proxy, class actions, reclaims, and global custody. Our unified Global Asset Servicing platform delivers tangible benefits across all these areas by linking each module’s underlying data and tailoring the delivery and experiences on the front end, resulting in a more comprehensive, holistic, and robust approach.

By mutualizing these traditionally separate services, Broadridge enables firms to reduce operational complexity, improve compliance and scale efficiently—creating a future-proof foundation for Asset Servicing operations overall.