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Financial Services
Expert solutions for financial services for over five decades
Corporations
Streamline shareholder communications and management
- Corporate Treasury
- Increase efficiencies in managing cash and risk
- Non-Listed Issuer
- Enhanced shareholder engagement for alternative investments
Healthcare
Improve the member and patient experience across the wellness journey
Telecom
Attract, engage and retain customers by creating dynamic experiences
Utilities
Deliver exceptional experiences across communication channels
All Products
Transform your business with communications, technology, data and analytics solutions
search-all-product
- 15(c) Board Reporting
- - 22c-2 Compliance22c-2 Compliance
    - For Mutual Funds and ETF Providers
    - For Retirement Services Providers
- Advisor Compensation
- Advisor Desktop Solutions
- - Advisor Resource CenterAdvisor Resource Center
- Advisor Targeting
- - Advisor WebsitesAdvisor Websites
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- Document Composition and SEC Filing
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    - For Wealth Management Firms
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    - For Mutual Funds and ETF Providers
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- Fund Budgeting and Accruals
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    - For Alternative Managers
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Report

RIAs Strengthen Hold on U.S. Mutual Fund and ETF Flows

posted May 17 2018

Download PDF

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Frank Polefrone

Senior Vice President, Global Insights

The Registered Investment Advisor (RIA) channel, synonymous with fee-based pricing, posted $28.7 billion in mutual fund and ETF flows through the first quarter of 2018 compared to the industry retail total of $62.6 billion. Although smaller in collective headcount, RIAs during this period generated more than twice the flows (47%) of their larger Wirehouse and IBD counterparts (both at 17%), and more than all other channels, including institutional.

READ THE REPORT

Broadridge, a global Fintech leader with
over $4 billion in revenues, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

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