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Financial Services
Expert solutions for financial services for over five decades
Corporations
Streamline shareholder communications and management
- Corporate Treasury
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- Non-Listed Issuer
- Enhanced shareholder engagement for alternative investments
Healthcare
Improve member experiences with enhanced communication solutions
Telecom
Attract, engage and retain customers by creating dynamic experiences
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Deliver exceptional experiences across communication channels
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Transform your business with communications, technology, data and analytics solutions
search-all-product
- 15(c) Board Reporting
- - 22c-2 Compliance22c-2 Compliance
    - For Mutual Funds and ETF Providers
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Report

RIAs Strengthen Hold on U.S. Mutual Fund and ETF Flows

posted May 17 2018

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Frank Polefrone

Senior Vice President, Global Insights

The Registered Investment Advisor (RIA) channel, synonymous with fee-based pricing, posted $28.7 billion in mutual fund and ETF flows through the first quarter of 2018 compared to the industry retail total of $62.6 billion. Although smaller in collective headcount, RIAs during this period generated more than twice the flows (47%) of their larger Wirehouse and IBD counterparts (both at 17%), and more than all other channels, including institutional.

READ THE REPORT

Broadridge, a global Fintech leader with
over $4 billion in revenues, helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses.

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