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Achieving Fiduciary Excellence

Data and insights into advisory firms that adhere to a framework of fiduciary best practices.

Assess your Advisory Firm Against this Benchmark Report

In today’s increasingly competitive environment, more advisory firms are seeking to differentiate themselves and grow AUM by formalizing their commitment to fiduciary excellence. 139 investment advisory firms from around the world have done just that—achieving certification by the Centre for Fiduciary Excellence (CEFEX®), the gold standard for signifying adherence to fiduciary best practices. This report provides an inside look at how those advisory firms operate their practices.

CEFEX-certified firms voluntarily submit to annual policy-and-procedure audits by independent expert analysts; the report summarizes data derived from recent assessments. You will find detailed insight into the prudent practices, policies and procedures that guide every aspect of the advisor-client relationship, as well as the operational strategies that drive lasting success.

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“As ‘fiduciary’ continues to become a huge buzzword in the industry and carry the appropriate weight, I find it extremely valuable to be able to share that our firm undergoes an annual audit by an independent third party to confirm we operate as such.”
Sam Swift, Advisor
TCI Wealth Management

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