Second Notification Icon
Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.
Close

The right insights, right now

Access the latest news, analysis and trends impacting your business.

About Broadridge

Press Release

Broadridge’s Fi360 Launches Remote Proctoring,
Enabling Online Certifications for Financial Advisors

NEW YORK, July 28, 2020  Financial advisors seeking nationally recognized fiduciary designations can now take required exams safely online via a new remote proctoring exam launched this month through Broadridge Financial Solutions, Inc.'s (NYSE:BR) Fi360 fiduciary education training and technology business. Partnering with ProctorU, an online 24/7 proctoring and identity management solution, Fi360 will administer remote proctoring exams for its Accredited Investment Fiduciary® (AIF®) and Professional Plan Consultant® (PPC®) Designations.

Given the recent implementation of Regulation Best Interest, Broadridge identified the need for technology-based solutions for financial professionals looking to receive proper designations while abiding by stay-at-home and social distancing mandates.

“The need for advisor designations and certification exams did not cease when we moved to a virtual world, forcing us to re-examine the proctoring process for clients,” said Michael Muirhead, AIF®, PPC®, senior director, learning and development at Broadridge’s Fi360. “Through remote proctoring, clients can now take the certification exams from the safety of their home and meet ANSI National Accreditation Board (ANAB) standards for an independently accredited designation. We believe that online proctoring may become the new gold standard as we return to a new normal.”

The remote proctoring solution seamlessly interfaces with Fi360’s existing designation exam, creating an easy, intuitive user experience for each advisor. ProctorU has administered over five million proctor exams for over 1,000 clients through a human-technology hybrid solution, which combines live observation of the participant being proctored with sophisticated artificial intelligence capabilities and features.

For more information on this solution, as well as Fi360’s other offerings and designations for fiduciary-minded advisors and financial professionals, please visit www.Fi360.com.

About Fi360

Fi360, a Broadridge® Company, is a fiduciary education, training and technology company that helps financial intermediaries use prudent fiduciary practices to profitably gather, grow and protect investors’ assets. Since 1999, the firm has provided financial professionals with the tools necessary to act as a fiduciary in their work with investors. Headquartered in Pittsburgh, PA, Fi360 is the home of the Accredited Investment Fiduciary® (AIF®) designation, the Fiduciary Focus Toolkit™ and the Fi360 Fiduciary Score®. Fi360 is also the parent company of CEFEX and was acquired by Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader and part of the S&P 500® Index, in 2019. Learn more at www.Fi360.com, via Twitter or on LinkedIn.

About ProctorU

ProctorU provides a full suite of online proctoring and identity management solutions for education, professional development and credentialing organizations. With patented, 24/7 live proctoring and a fully automated platform, both backed by artificial intelligence, ProctorU offers a powerful, convenient and cost-effective alternative to physical test centers. ProctorU increases access to online learning while ensuring exam integrity and accountability for any test-taker. ProctorU.com

About Broadridge

Broadridge Financial Solutions (NYSE: BR), a global Fintech leader with over $4.5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance, and communications to enable better financial lives. We deliver technology-driven solutions to banks, broker-dealers, asset and wealth managers and public companies. Broadridge’s infrastructure serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world. In addition, Broadridge’s technology and operations platforms underpin the daily trading of on average more than U.S. $10 trillion of equities, fixed income and other securities globally. A certified Great Place to Work®, Broadridge is a part of the S&P 500® Index, employing over 12,000 associates in 17 countries. For more information about us and what we can do for you, please visit www.broadridge.com.

To contact media relations, please email us at mediarelations@broadridge.com.