Corporate Issuer Solutions

Amplify shareholder engagement with seamless, industry-leading solutions that efficiently meet compliance obligations.

Transform shareholder engagement with seamless compliance and risk management

Automate a full range of public-company functions such as annual meetings, SEC reporting, capital markets transactions, ESG, transfer agency, and more.
Upgrade shareholder disclosure and communications processes, streamline workflows, and enhance budget clarity with data-driven issuer services.
Anticipate and address evolving regulatory and investor demands with flexible technology and dedicated Broadridge expertise.

Resilient compliance. Shareholder intelligence. Streamlined automation.

Proxy Services

Deliver vital institutional and retail shareholder information in organized, engaging, easy-to-digest formats.

Issuer Regulatory Reporting & Filing

Elevate accuracy and on-time distribution of proxy statements, investment disclosures, and corporate filings.

Stock Transfer Agency

Facilitate management and maintain records of investor transactions, ownership, and communications for equity securities.

Investor Intelligence

Take deeper dives into ownership structure, investor preferences, voting patterns, and more.

Partner with a global leader in issuer services

Manage all shareholder needs with solutions built for increasing volume and complexity.

7B
Regulatory and customer communications processed annually
2,400+
Virtual shareholder meetings average each year
10k+
Public companies served globally

Insights & perspectives 

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CASE STUDY

How a Fortune 500 Energy Company Fends Off Activist Scrutiny and a Proxy Battle
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ARTICLE

ESG Disclosure Rules: Think Beyond Compliance
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ARTICLE

The Trends Transforming Transfer Agency

Smart, strategic solutions built to meet our clients’ dynamic needs

Corporate issuers
Expedite proxy and transfer agent services, disclosures, communications, ESG impact, and more.
Non-listed issuers
Cost-effectively secure shareholder votes fueled by expert guidance, end-to-end services, and advanced technology.
Law firms
Help clients go public with a partner trusted to overcome compliance and shareholder engagement obstacles.

What's next for your business?

We want to hear more about what you need to improve your business and drive transformative innovation, efficiency, and growth.
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