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22c-2 Compliance

Effectively monitor 22c-2 compliance

Minimize risk in an increasingly complex regulatory environment by automating compliance monitoring and reporting. Our rules-based compliance solution aggregates data across intermediary platforms, flagging potential trading violations in real time.

Capture, analyze and report trading activities for 22c-2 compliance

One of the most actively used Broadridge solutions, 22c-2 compliance monitors market timing and other trading activities, offering early notification of potential SEC violations.

Monitors Trading
Activity
Identifies Market
Timing
Analyzes
Short-Term
Trading
Monitors Internal
Trading
Manages
Relationships
Maintains Compliance
Data
How We Can Help

A resource for the world's largest asset managers

80K
Funds tracked globally.
90%
Mutual fund assets flow through our platform.
300+
Financial institutions serviced by Broadridge.
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