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About Broadridge

Fact Sheet

Compliance Master

Integrated pre- and post-trade portfolio compliance with real-time alerts and full audit capabilities.

Compliance Master

A rules-based compliance reporting solution for fund administrators, custodians and asset managers, allowing firms to define rules, run compliance reviews and produce in depth client targeted reports. The offering enables firms to build and maintain extensive compliance rule libraries containing both individual and aggregated position restrictions which are fully customizable to their needs.

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