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Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

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Compliance Master

Integrated pre- and post-trade portfolio compliance with real-time alerts and full audit capabilities.

Compliance Master

A rules-based compliance reporting solution for fund administrators, custodians and asset managers, allowing firms to define rules, run compliance reviews and produce in depth client targeted reports. The offering enables firms to build and maintain extensive compliance rule libraries containing both individual and aggregated position restrictions which are fully customizable to their needs.

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