Client 1: OMS Only
Wipe and Load
oMS / eMS / direct Fix Access
prime Broker / Counterparty
Portfolio Master
OMS Only
(Portfolio Risk Optional)
Analytics Master
Client
Facing
t&Cs Security / Price Master
(All Clients)
t&Cs
CorAx / otC CorAx / otC
StAging trAdeS t&Cs
Geneva
(GL & Reporting)
Bloomberg reuters
(real-time data)
Markit WSo / Virtus
Import Manager
(All Clients)
CorAx / otC
Risk Master
extrACt tooL rSL dAtA
Analytics Master
‘40 Act & Traditional
Asset Holdings
Shareholder Accounting
Information
Data Sources
(Risk Data, BBG, PBs,
Shareholder Account Data, etc.)
Regulatory Reporting
(Data Warehouse)
CounterpArty
reConCiLiAtion
report Writer
Performance & Attribution
Risk & Transperancy
Reporting
Report Manager /
Distribution & Client
Web Portal
Mobility
Business
Manager
Operations
Manager
Compliance
Manager
(Coming Soon)
AppLiCAtionS And utiLitieS
Revenue
Management
Reconciliation
Manager &
Service
Credit Master
$
Client 2: OMS/PMS
Persistent Positions (Shadowing)
oMS / eMS / direct Fix Access
prime Broker / Counterparty
dAiLy reConCiLiAtion
Portfolio Master
OMS / PMS
(Portfolio Risk Optional)
Analytics Master
(Historical Reporting)
Credit Master
Client 4: Shadow NAV
Reports Only
Managed Solutions
Client 3: Reporting Only
risk, performance &
Attribution optional
Analytics Master
Broadridge Solutions for Fund Administrators and Prime Brokers
Attract new clients and retain existing ones while increasing revenue with enhanced product capabilities
Broadridge offers an integrated set of client-facing and HFA software capabilities that equip fund
administrators of all sizes with the tools to address the mission critical requirements of hedge fund clients.
Administrator and
Prime Broker Solutions
(Continued)
© 2015 Broadridge Financial Solutions, Inc., Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc.
Confidential Property of Broadridge Financial Solutions. Not for reprint or redistribution.
Broadridge Delivers Front-, Middle-, and Back-Offce Automation
Our suite of products can help attract and retain clients, expand product offerings and capabilities, decrease errors and operational risk and provide you effciencies and scale. Our
solutions are designed to be delivered as an integrated offering for an Administrator or as point software to enhance the utility, effciency and scalability of your offering. By providing
integrated Broadridge tools to your clients, you can offer a comprehensive suite of front-, middle-, and back-offce solutions.
Client-Facing Solutions Analytics Master — A comprehensive data aggregation, data reporting and
data reconciliation tool that centralizes data from disparate systems into
a single reporting tool for more timely and accurate reporting and multi-
dimensional data mining.
Portfolio Master — Full asset class order, portfolio and risk management, along with frm-wide
reporting. Provides all of the tools needed for frms to manage the full trade lifecycle in a single
application — from order generation and real-time analysis to risk management and NAV reporting.
Administrative Infrastructure Solutions
Many of the products described below can also be used directly by your clients.
Managed Services and Hosting
Revenue Management and Fee Billing — A premier revenue
management and fee billing solution with over 90 of the
industry’s leading asset managers. revport helps drive visibility
and proftability through an automated process, allowing frms
to realize up to 30% in effciency gains and reduce fee leakage
by 5-8% annually.
Geneva Hosting — offers Advent’s geneva® clients a unique set of
solutions that enhance Advent’s accounting platform. the solutions
can be deployed on-site or via fully hosted ASp, and span a range
of functionality including multi-asset class order management,
reporting, reference data management, hosting requirements and
the geneva upgrade process.
Integrated Suite — order and portfolio Management, real-time
p&L, reference data Management, pricing & Valuation, portfolio
Accounting, Flexible reporting and Counterparty reconciliation.
Portfolio Management and Reporting
Portfolio Master — provides all the tools needed for frms to
manage the full trade life cycle in a single application — from order
generation and real time portfolio and p&L analysis to pre/post-
trade compliance and integrated risk management.
Risk Master — predictive risk analysis tool that allows frms to
intelligently mitigate risk across an entire portfolio or at the trade
level. Works for multiple asset classes and offers risk exposure
control for both market and counterparty risk.
Analytics Master — A comprehensive data aggregation, data
reporting and data reconciliation tool that centralizes data from
disparate systems into a single reporting tool for more timely and
accurate reporting and multi-dimensional data mining.
Credit Master — provides complete trading and operational support
for bank debt processing including portfolio analysis, trade capture
and workfow management, global transaction entry, settlement
and closing, multi-currency and p&L reporting, cash management,
compliance and document warehousing.
Performance Reporting — Fully-integrated performance analytics
including time Weighted returns (tWr) at asset, fund and
intermediate levels. provides the fexibility to aggregate by country,
currency, sector, strategy and includes irr at Fund and Fund group
levels, with multiple time periods and benchmark comparison at
fund level. Broad multi-asset class coverage. portfolio ratios and
statistics include Alpha, Beta, Volatility, Correlation, r-Squared,
Sharpe, Sortino, treynor, Jensen, information ratio and more.
includes standard reports that can be combined with p&L, exposure
and risk reporting for a complete portfolio view.
Report Manager — A frm-wide reporting portal and mobile
dashboard with extensive customizable reporting that can help drive
better decision making across the enterprise. reporting features
include an expansive library of portfolio, risk, operational and fnancial
reports that can be presented as charts or data grids with full drill-
down capabilities. includes the latest HtML5 web technology for
viewing on desktop, ipad, Android or Windows tablets.
Operations Management
Business Manager — Automates the execution of processing jobs
in well-defned sequences and allows business users to design
workfows and exception processing which can then be scheduled
to run automatically at pre-defned times.
Import Manager — provides fexible loading of data into both
Broadridge and third-party systems such as Advent’s geneva,
including trades, prices, security terms and conditions and corporate
actions. import Manager can accept data from a variety of sources,
including fat fles, xML, and SQL databases. Business users can create
templates that defne how data should be processed, translated and
enriched so that it makes sense to the receiving system.
Operations Manager — provides an infrastructure for Fund
Administrators to monitor daily processing from a single dashboard.
operations Manager is integrated with other Broadridge applications
and can receive and display status updates and exceptions as Fund
Administrators go about their daily processes — such as loading
trade fles from clients, pricing portfolios, processing corporate
actions, and reconciling cash and stock — all the steps necessary to
produce accurate nAVs across a high volume of portfolios.
Reconciliations Manager — Matches, monitors, manages, enriches,
progresses and stores transaction data through every stage of its
lifecycle. reconciliations Manager is easy to implement and delivers
the full range of reconciliation requirements — from integrated cash
and securities reconciliations, positions, suspense accounts, mutual
funds, nAV, through to generic, inter-system reconciliations — all
with exception processing capabilities.
Americas
420 Lexington Avenue
new york, ny 10170
+1 646 214 3777
EMEA
52 Cornhill, 3rd Floor
London england eC3V 3pd
+44 (0) 203 375 8010
Asia
5th Floor, ruttonjee Center
11 duddell Street, Central Hong Kong
+852 3695 5128
Broadridge
+1 888 725 2396
broadridge.com
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