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Information Management

Turn information into intelligence

Leverage one next-gen repository for data insights, regulatory compliance, omni-channel delivery, workflows, records management, reporting and more.

Move beyond storage to knowledge

Your traditional static archive becomes dynamic and intelligent, enabling you to identify trends, reveal customer insights, and gain strategic value.

Store Any Type of Content

Enhances Indexing and Tagging

Offers Rules-based Retention

Provides Robust Search and Retrieval

Supports Regulations

Web-based, Secure 24/7 Access

Secure, searchable, accessible and compliant

Our Information Management module provides a consolidated high-volume digital archival with robust search and retrieval capabilities while satisfying your regulatory and business continuity requirements.

One data input, multiple benefits

Leverage a consolidated high-volume digital archival with robust search and retrieval capabilities
Store any type of content – documents, emails, forms, images, etc. – and retrieve the content from any device
Present documents to your customers and third-party participants (e.g., agents, brokers, etc.) and provide the same exact view to your customer care and call center representatives

Choose between API or Broadridge-hosted web page options
Satisfy regulatory and business continuity requirements
Apply new technologies and AWS capabilities to make your data intelligent

See product specifications

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Use Your Communications to Grow Your Business

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Communications Insights

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Communications and CX Consulting

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15(c) Board Reporting

22c-2 Compliance

Advisor Resource Center

Advisor Websites

Annual Compliance

Asset Servicing

Bank Debt and Loan Trading

Beneficial Proxy Services

Billing and Expense Management

Capital Markets Disclosures

Cash Management

Collateral Management

Connectivity

Consumer Preference and Profile Management

Continuing Education

Credit and Market Risk

Data Management and Archival

Data Management, Analytics and Reporting

Derivatives Trade Processing

Digital Delivery

Digital Experience Management

Distributed Marketing Solution

Document Composition

EDGARForms

Enhanced Packaging

Enhanced Proxy Design

Equity Trade Processing

ESG Advisory Services

Expense Management and Fee Validation

Fi360 Data and Analytics

Fi360 Learning and Development

Fi360 Software and Technology

Financial Reporting

Fixed Income Trade Processing

Foreign Exchange Trade Processing

Global Securities Class Action Services

Global SWIFT Services

Global Tax Reclaim and State Tax Reporting

Intelligent Prospecting

Intraday Risk Monitoring

Investment Accounting

InvestorView

Local Business Listings

Managed Services, Hosting and Integration

Newsletters

Operational Risk Management

Performance and Attribution

Performance Dashboards and Operational Reports

Portfolio and Order Management

Post Trade and Regulatory Compliance

Pricing and Valuation

Print Delivery and Postal Optimization

Print Marketing

Proxy Services

ProxyVote

Reconciliation

Reference Data Management

Registered Proxy Services

Regulatory Communications

Revenue Management and Fee Billing

Sales and Asset Reporting

Securities Finance

Seminars

Shareholder Data Services

Sponsored Name Placement

Stock Transfer

Tax Services

Trade Processing and Settlement

Trading Platforms

Trust and Custody Services

Vdr

Virtual Shareholder Meeting

Visual Analytics

Wealth Insight Services

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Solution Title