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Amid this period of ongoing change, with the potential for continued market volatility, Broadridge stands ready to help you navigate what’s next. Our highest priorities are keeping our associates safe and ensuring our ability to serve our clients. View resources.

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Case Study

Providing a Front-to-Back Office Solution From Trading Through Portfolio Accounting for Broad Asset Classes

When it spun-off from a large investment bank, the privately owned, California based investment manager needed to create its operational infrastructure and an endto-end platform to support its business. The firm provides its services to a broad client group, including but not limited to banking organizations, private investment funds, educational endowments, large institutional clients and municipalities. At the time of its spin-off, the firm had $2 billion assets under management. It invests in global fixed income and public equity markets—primarily in distressed securities and employs an event-driven strategy in making its investments. To manage this scale of business, the firm needed to build a complete operational infrastructure for trading, portfolio management and operational functions like accounting and reporting.